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San Diego, CA

                                                

San Diego State University Department of Special Education

                                             Course Syllabus 651

Legislation, Leadership, and Management for Special Education Services (3 Units)

                                                 Fall Term, 2006

                                 Instructor: Howard Wiedre Ph.D.
                                      Telephone: (760) 761-3692
                          itsacademictutoring@yahoo.com
                    Website for Syllabus: www.itsacademictutoring.com

 

 
                       Class Dates:  Thursdays  7:00 pm to 9:40 pm

                       Location:    SS 2532                   

                       
651. Legislation, Leadership, and Management for Special Education Services (3)
Prerequisite: Admission to Level II credential or M.A. program
in special education or related area. Implementation of laws, regulations, and
compliance requirements in special education. Leadership approaches for managing
school related services within a multidisciplinary context.
      

 

Department of Special Education Mission Statement

 

The mission of the Department of Special education is to develop the untapped potential of individuals with

disabilities, talents, and diverse backgrounds and to make a significant positive impact on the learning and

life environments of people with exceptionalities.


_________________________________________________________________________________________________

Education News  

NPR     BBC     The New York Times    US News and World Report   CNN

U.S. Department of Education   Education Week  TES   Los Angeles Times

 

__________________________________________________________________________________________________

                  

 

APA Manual Website-OWL
Appendix A
Appendix B
Appendix C
Appendix D
Behavior Myths
California Ed Code Online Website
CEC SEP Behavioral Intervention Objectives For Behavior Plans
Changing Children's Behavior
Course Description
Course Materials
Course Objectives
Disruptive Classroom Behavior
General Requirements and Evaluation Procedures
Course Requirements
Course Calendar 
Grading and Evaluation
Hughes Bill
IDEA 2004 Summary
Landmark Cases In Special Education
Midterm Review
Objectives For Behavior Plans
Staff Development
SELPA Overview
STAR PRINCIPALS SELECTION INTERVIEW 

What are the typical patterns of disordered behavior?

___________________________________________________________________________________________________
 
Course Description  
 
                                                                                               

This special education Level II course is designed to present information on implementation of Federal and State laws,

regulations, and compliance requirements in special education. Focus will be on developing an understanding of

leadership approaches for managing school-related services within a multidisciplinary context. Students will develop a

staff development plan as well as an in-service dealing with legislative issues in special education.

 

___________________________________________________________________________________________________

Course Materials

Required Text and Readings:

Yell, M. L. (2006). The law and special education. (2nd ed.). Upper Saddle River, NJ: Pearson Merrill

Prentice Hall.

California Department of Education. (2006). California special education programs: A composite of laws.

Sacramento, CA: California Department of Education.

California special education programs: A composite of laws. Sacramento, CA California Department of

Education. (Database is available free from California Department of Education online at:  

California Special Education Laws 
Recommended Only: Behavior Modification: What It Is and How to Do It (7thEdition) by Garry L. Martin,

Joseph Pear from Prentice Hall (17 May, 2002) Price:$96.00, Media: Paperback

REQUIRED: Class participants are required to join TaskStream.com.

This service will enable students to submit the final product electronically and to create a virtual portfolio

for your Level I experience at SDSU. More information will be provided as the semester progresses.

Additional readings will be assigned by the instructor.


 

___________________________________________________________________________________________________


Course Objectives                  


To successfully complete the course, you'll be expected to master the course objectives. Attainment of these objectives will be assessed in several ways including group and individual activities, in-class discussions, quizzes, exams, completion of two article critiques, evaluation of student IEP, and the development of the Resource notebook to include a staff development module.

As an educational leader you need to have a solid foundation on legislative issues in special education as well as the leadership and management skills necessary to be an effective change agent. It is important that your knowledge of special education law, and skill in leadership, and management include the ability to demonstrate the following:

1. Demonstrate knowledge of key principles of the American legal system and Federal and State laws governing the provision of educational services to individuals with disabilities.

2. Demonstrate knowledge of the main provisions of the Individuals with Disabilities Education Improvement Act of 2004 (IDEA).

3. Familiarity with the State of California Code of Regulations governing the provision of educational services to students with disabilities, including the County’s/District’s Local Plan for special education.

4. Demonstrate knowledge in school reform and restructuring issues in special education.

5. Demonstrate knowledge in transition laws, plans, and best practice in designing plans to facilitate articulation from grade level to grade level or school to school.

6. Analyze current literature related to legal issues in special education and identify implications for current practices and compliance to regulations in public schools.

7. Ability to design and implement training or in-service for paraprofessionals, parents, and general educators. Develop and demonstrate use of needs assessments as it relates to staff development. Identify areas of need and develop a staff development sequence for increasing parent, paraprofessional, teacher, and administrator’s knowledge of special education law.

8. Design an in-service/workshop that falls within the staff development sequence and adheres to principles of professional development and adult learning. Select appropriate legislation and regulations to maximize participant learning in area of special education law. Demonstrate skill in developing effective materials/handouts to be disseminated during in-service.

9. Demonstrate knowledge of the following key terms and concepts: Brown v. Board of Ed., case law, constitutional law, due process, continuum of program options, non-discriminatory assessment, FAPE, Hughes Bill, IDEA, IEP, IFSP, ITP, LRE, PARC v. Penn., P.L. 94-142, Positive behavior interventions, RTI, procedural safeguards, regulatory law, SELPA, statutory law, and zero reject.

10. Demonstrate knowledge of California special education regulations and ability to analyze student IEP to determine areas of compliance and noncompliance with state and federal laws.

11. Demonstrate knowledge and skill in using the World Wide Web to conduct research on legal issues in special education and access legislation and regulations from Federal and State education agency web sites.

12. Demonstrate knowledge and skill in using technology to accomplish goals stated above. Participants will use a recent version of a web browser such as Mozilla’s Firefox or Apple’s Safari browser that accompanies Mac OS X. Class participants will participate in a class blog and will collaborate with class members on a wiki experience.

 

___________________________________________________________________________________________________

General Requirements and Evaluation Procedures


• Student Conduct Students preparing to become special educators are expected to conduct themselves in

 a highly ethical manner that is consistent with the Council for Exceptional Children Code of Ethics and

Standards of Professional Practice as well as with SDSU Statement of Student Rights and Responsibilities.

(Note: former can be found on the Council for Exceptional Children webpage:

http://www.cec.sped.org/ps/code.html

and the latter can be found on the SDSU

webpage: http://www.sa.sdsu.edu/srr/statement/index.html

In this course, each student is expected to contribute to a positive learning environment by being on time

to class, not leaving class early, turning off cell phones and beepers, and, in all class-related interactions,

treating others in a manner that is courteous and that promotes mutual respect and equality of others.

Further, students are expected to exhibit academic conduct that reflects the highest levels of honesty and

integrity. The Student Disciplinary Procedures for The California State University specifically prohibit

cheating or plagiarism and provide that such acts may result in a student being expelled, suspended,

placed on probation, or given a lesser sanction.

• REGULAR ATTENDANCE is required for all scheduled class meetings in that the students is responsible

for information covered in assigned readings, class lectures, handouts, and in-class discussions and

activities. One (1) unexcused absence will be accepted - each subsequent unexcused absence will result

in a 5-point reduction from final points (that's -10 points PER absence!). Please be on time for class! Any

combination of two (2) tardies or leaving early will be counted the same as 1 unexcused absence and will

result in a loss of 10 points from final total points for every combination of two!

• Students are expected to come to class meetings thoroughly prepared. “Thoroughly prepared” is defined

as having read the readings sufficiently to verbally and in writing (a) discuss definitions, concepts, and

issues, and procedures, (b) relate this information to content presented previously in class or readings,

and (c) employ this information in applied problems. It also implies that the student has reviewed

information from previous readings and class meetings. It will be the student’s’ responsibility to prepare

questions when information from the readings or class meetings is unclear.

• All assignments must be turned in at or before the assigned due date. To receive early feedback,

students may turn in assignments before the due date. This practice is strongly encouraged. NOTE:

assignments turned in after the due date will be deducted ONE POINT for EACH DAY the assignment is

late.

• All written assignments must be prepared in a “professional” manner; that is, all final products should be

word processed or typed and written following APA guidelines. “Professional” is defined as being

appropriate for classroom, community, and administrative uses. Products which, in the judgment of the

instructor, a re unreadable or prepared in an unprofessional manner will be returned for the student to

resubmit assignment. Assignment will be assigned a lower evaluation.
 

• All written assignments must be prepared in a “professional” manner, that is, all final products should be

word

processed or typed and written following APA format 5th Edition guidelines. Hit the link below for the 5th

edition
 

OWL



___________________________________________________________________________________________________________________________


Course Requirements          

  Course Requirements

1. Quizzes (40 pts.) A total of 4 quizzes will be administered at the end of selected class sessions to assess

for understanding (see tentative course schedule for dates). Quizzes cannot be made up. Each quiz will be

worth 10 points.

2. Blog Participation (10 pts.): Class participants are required to provide reflections, input to class blog that

offers insight into course content as well as offers links to additional resources to fellow classmates.

Students are expected to contribute at least ten entries during the duration of the course. Blog

contributions must be meaningful in order to earn participation credit. Meaningful contributions are

defined as such if they meet the following:

• The entry offers information that is beneficial to other class members
• The entry responds to someone else’s question(s)
• The entry offers insight on course content
• The entries must be completed as the term progresses. That is, submitting ten entries during the final

week defeats the purpose of fostering an ongoing class dialogue and will not be accepted for credit.

All online discussions and projects must be respectful of others and must, at all times, respect the

confidentiality of students, their parents, their teachers, and the schools they attend.

(See Appendix A for directions on accessing the class BLOG.)

3. Wiki Participation (10 pts.)

Class participants will be required to participate in virtual group assignment. More information will be

provided during the first three weeks of the semester.

4. Staff Development Experience (20 pts.)
You will be expected to develop a plan for staff development and further develop one specific training

module within such plan. The content of such training must be related to the content of this course.

(See Appendix B for guidelines.)

5. Resource (Specialist Program) Notebook (30 pts.)

During the course you are to collect information that would be helpful in “doing the job” of a resource

specialist/School Psychologist. Select heading areas, content for heading areas, and organize the

information that you collect. The notebook should end up being a valuable resource tool. Make it work for

you! If you have not taken SPED 652, you must include a staff development packet in your notebook

(See Appendix C for guidelines)

6. Midterm Exam (50 pts.) This exam will cover topics discussed during previous class sessions as well as

assigned readings. Some items from previous quizzes may be included in this exam.

7. IEP Review (20 pts.) This assignment will require that you identify, review, and critique an actual IEP.

Projects will be turned in with fictitious names for the child, the teachers, the schools, and districts

involved. I will have no knowledge of who the child is or what school or district the child attends.

You must abide by strict rules of confidentiality and agree to not reveal the identity of the student or

school. Each review will include:

a. Brief description of the case at hand (4 pts.)
b. 2-3 compliant points of the plan (4 pts.)
c. 2-3 non-compliant points of the plan (4 pts.)
d. Recommendations to correct the non-compliant points of the plan (8 pts.)
(See Appendix D for Guidelines)

8. Final Exam (20 pts.) This exam will cover topics discussed during previous class sessions as well as

assigned readings. Some items from previous quizzes may be included in this exam.

Your performance on written assignments, quizzes, midterm exam, and your Final Exam will determine

your final grade. I do, however, reserve the right to add or modify assignments as the class progresses.

All assignments must be neat, typed or word-processed, and be free of punctuation and spelling errors.

Late papers will be penalized. Papers will be returned to students for correction at the discretion of the

instructor. In case of absence, please make arrangements to turn in work due & get handouts and lecture

information from one of your classmates. Points will be converted to letter grades using the following

system:

Grading and Evaluation

A 94 to 100% C+ 77 to 79.9
A- 90 to 93.9 C 73 to 76.9
B+ 87 to 89.9 C- 70 to 72.9
B 83 to 86.9 D 60 to 69.9
B- 80 to 82.9 F 0 to 59.9

1. Quizzes 40 pts.
2. Blog Participation 10 pts.
3. Wiki Participation 10 pts.
4. Staff Development Experience 20 pts.
5. Resource Notebook 30 pts.
6. Mid Term Exam 50 pts.
7. IEP Review 20 pts
8. Final Exam 20 pts.

TOTAL POINTS POSSIBLE.…………..... 200 pts.

 

_______________________________________________________________________________________________


                              
Tentative Course Schedule & Assignments

                                   
                                                     Fall 2006

         SPED 651 Tentative Course Schedule & Assignments*

 

 

Date

Topic

Readings

Assignments Due

1

08/31

-Course overview

-Introduction to American legal system, SELPA

---

 

---

2

09/7

 

-History of law & children w/disabilities

-Discrimination & Children at-risk 

Chapters 1 & 4

 (see p.11**)

 

3

09/14

-IDEA

Chapter  5

-Quiz #1  Quiz #1 Know the difference between the different types of law; Selpa functions; court case with regards to all children with disabilities and publicly supported education; court cases--Riles, Lau, Diana, and Brown.
 

4

09/21

-Free and appropriate Public Education,(FAPE )

Chapter  9

(see p. 11)

READ UNDER ARTICLES 2006 Shifting the focus to Effective Instruction: An Interview with G. Reid Lyon Tuesday, January 17, 2006

5

09/28

Identification, Assessment, & Evaluation

Chapter 10

-Quiz #2

6

10/05

-The Individualized Education Program

 

 Chapter 11

 (p. 11)

 

7

10/12

-Least Restrictive Environment (LRE)

Chapter 12

 

 

8

10/19

-Procedural Safeguards

Chapter 13

-Quiz #3

9

10/26

-Disciplining Students with Disabilities

Chapter 14

(p. 11)

-IEP Review Paper Due

10

11/2

-Discipline-Cont’d

-Midterm Review

 

 

11

11/09

MIDTERM EXAM

---

 ----

12

11/16

-Section 504

Dr. McMains-Guest Speaker

Chapter  6

(see p. 11)

-Staff Development Project Due

13

11/23

-ADA & NCLB

 

Chapter s 7 & 8

(see p. 11)

-Quiz #4

14

11/30

Additional Issues

 

Chapter 15

 

15

12/7

-Systems change for school reform

Handout

Resource Notebook Due

Dec 4th. is last date to accept blog entries

16

12/14

FINAL EXAM

----

---

* Professor reserves the right to change or modify the dates

and content of this course outline.


                                                


 
Appendix A


Directions for making contributions to class BLOG.

Accessing Site

Using a recent version of a web browser (Firefox or Safari), type: http://sped651fall06.blogspot.com/

and hit return.

This will take you to the SPED 651 class blog. The course instructor will provide comments or provide

discussion topics throughout the semester. It will be your responsibility to provide comments or ask

appropriate questions.

Getting to Comments Page

At the bottom of the professor’s blog entry, there is a hyperlink labeled as “__comments.” Select it.

This will take you to a second page that contains a “leave your comment.” Dialogue box.

Create Blog Account

I have set up this blog as only accepting comments from identified users…which means that you will

be required to create a blog account (you can start your own blog but it is not required for this course).

IT IS ESSENTIAL THAT YOU USE YOUR PROPER NAME SO THAT I CAN EASILY GIVE YOU CREDIT FOR

YOUR ENTRIES (i.e., using screen names such as “Hot_Tamale” will not work). Once you establish your

blog account, you will be allowed to post comments to the SPED 651 class blog.

Posting Comment on Comments Page

Once you’ve selected the comments link in the SPED 651 blog, you will again be taken to the comments

page. Enter your comment in the dialogue box, enter your username and password at the bottom and

select the “login and publish button.”

Viewing Comments on Blog

Type in http://sped651fall06.blogspot.com/

 The main blog page for SPED 651 will come up. Hit the refresh/reload button on your browser to make

sure you have the latest version of this web page. Select the “_comments” link at the bottom of the

professor’s entry. This will take you to the comments page which should include your latest entry.

There are a total of 10 points possible for this activity. In order for students to earn full credit,

participation must be ongoing and must be substantive in nature. Regardless of number of entries,

students can earn a maximum of one point per week. This means that it is not a good idea to wait until

the final week of the semester to submit 10 entries.


APPENDIX B


STAFF DEVELOPMENT EXPERIENCE


Planning and Implementing of a Staff Development Experience

Class participants will develop a needs assessment, plan a staff development experience based on the

findings of the needs assessment, collect materials, and develop the training, develop plans for follow-up

and evaluation of the staff development experience.

The experience may be designed for one or more of the following groups:


• Teachers, Aides, Volunteers, Administrators, Parents, Parents, and professionals together

The final project, a staff development packet, will be included in the Resource Specialist notebook and

will include the following elements:

1. A copy of the needs assessment questionnaire/interview/observation
2. A list of objectives for the training
3. Flow sheets for the training sequence depicting training long term planning.
4. Copies of all handouts distributed
5. Copies of all transparencies used
6. A description of the follow-up activities that you have planned
7. A copy of the evaluation instrument. If completed, please summarize and tabulate the evaluations.
8. A list of references used to develop the experience, written in APA 5th ed. Style.

The manner in which you reveal yourself, through your writing, is a reflection of your professionalism.

Scoring Rubric
Needs Assessment 0 .5 1 1.5 2
Objectives 0 .5 1 1.5 2
Sequence 0 .5 1 1.5 2
Response addresses task 0 .5 1 1.5 2
Eval/References 0 .5 1 1.5 2


Appendix C


Guidelines for Resource (Specialist Program) Notebook (30 pts.)

During the course you are to collect information that would be helpful in “doing the job” of a special

education teacher/early childhood specialist/resource specialist/School Psychologist.

The Resource Notebook must have
• Clearly selected heading areas.
• Content for heading areas.
• Organized information.

The notebook should end up being a valuable resource tool. Make it work for you!
Possible heading might include:
• District/School site phone numbers and email addresses
• COE & SELPA phone numbers and email addresses
• District Discipline information
• District policies and procedures re. Special education
• Staff Development Experience (Very Important!)
• Articles about SPED Law
• CA Code of Regs/Selected Topics
• SPED 651 handouts


Scoring Rubric
Clearly Selected Headings 1 2 3 4 5
Organization of Content 1 2 3 4 5
Relevance of Content 1 2 3 4 5
Thoroughness of Content 1 2 3 4 5
Staff Development Experience 5 6 7 8 10

NOTE: Merely duplicating your district’s sped manual DOES NOT satisfy the requirements of this

assignment. Though, portions of such manual may be used in your resource notebook.

Appendix D


Guidelines for IEP Review Assignment

The best way to deal with a legal problem is to prevent it from occurring. The first step in any program of

preventive law is for general educators, administrators, and special education practitioners to be

knowledgeable of the legal issues in special education. As an educational leader within your school site

and district, you have a professional responsibility to empower other professionals around you with

knowledge about special education law and how it relates to compliance with Federal and State

Regulations.

This assignment has a 15-page limit (double-spaced) and requires that you analyze a student’s current IEP

and determine areas in which the IEP was in and out of compliance. You will provide a list of

recommendations in which the IEP could be brought back into compliance. If there are minimal areas in

which there was non-compliance, you will identify those areas in which the IEP was completed correctly

and will develop a plan for emulating those practices.

Most information will be in the student’s current IEP, however, be aware that you may need to seek

information from a variety of sources (i.e., school’s website for general information about the school, sped

teacher re. Current makeup of classroom, etc.). Each review will include:

a. Brief description of the case at hand (4 pts.)


• The student: This description will include relevant information about the student to include age, grade,

placement, eligibility category, main areas in which disability impairs student’s ability fully participate in

general education, & other relevant information about the student.

• Current Placement: description of current placement to include disabilities being served, number &

types of students being served, % of day student participates in general education, areas in which student

is included in general education.

• School: provide a description of the school the child attends to include a general geographical

description of the area, general SES of the area, number of students enrolled, grades served, ethnic

makeup of the school, & school-wide performance & API scores.


b. 2-3 compliant points of the plan (4 pts.)

• The compliance areas should address both procedural (adherence to timelines, parent notification, IEP

attendees, signatures, paperwork completed properly, etc.) and substantive (correct placement, meaningful goals and objectives, LRE & FAPE provided, etc.) issues. Specify which laws are being followed.


c. 2-3 non-compliant points of the plan (4 pts.)

• The NON-compliance areas should address both procedural (adherence to timelines, parent notification,

IEP attendees, signatures, paperwork completed properly, etc.) and substantive (correct placement,

meaningful goals and objectives, LRE & FAPE provided, etc.) issues. Specify which laws are NOT being

followed.

d. Recommendations to correct the non-compliant points of the plan (8 pts.)

• In this section you will provide a list of recommendations that will bring the IEP back into compliance on

BOTH procedural and substantive violations.

Scoring Rubric
Description of Case 1.0 2.5 3.0 3.5 4.0
Compliant Points 1.0 2.5 3.0 3.5 4.0
Non-Compliant Points 1.0 2.5 3.0 3.5 4.0
Corrective Action Plan 4.0 5.0 6.0 7.0 8.0


_____________________________________________________________________________________________

Staff Development

 In Staff development goals are directed towards involvement, commitment, and renewal. School

personnel determine their own needs, develop steps to address those needs, and evaluate their

professional growth. Under ideal circumstances in-service is one useful component of a long-range,

ongoing staff development program to provide professional development that serves the needs of

teachers, administrators, support personnel, and parents in the school system. Professional

development is a fundamental part of the general plan for improving education for all students

(Dettmer, Dyck, & Thurston, 1999).

 

Staff development and In-service

 

·        Engage in needs sensing

·        Conduct needs assessment

·        Analyze the results of the needs assessment

·        Staff development plan: a sequence of topics to be addressed based on analysis of results

·        Provide information on key points to be discussed in each topic in sequence

·        Select the topic to be featured in your in-service

·        Provide rationale for selecting topic

·        Outline the presentation

·        Choose a catchy, upbeat title for the in-service

·        Determine presenters who will contribute, if appropriate

·        Decide on incentives, promotion, and publicity.

·        List the equipment and room arrangement needed

·        Plan carefully the content to be covered

·        Prepare handouts and visual materials

·        Rehearse the presentation

·        Determine an evaluation procedure for the activity

·        Plan for the follow up activity.

________________________________________________________________________________________

 


 

 

 

 

 

 

 

 

 


SPED 651  MIDTERM REVIEW


Be familiar with the following terms and concepts:

• Sources of Law
• Dual Accommodations
• ITPs and transition planning
• Major Principles of IDEA
• IEPs, components and participants
• Parental participation
• Related services
• Referral and evaluation
• FAPE
• Nondiscriminatory assessment
• Procedural Due Process
• Stay put
• LRE
• Continuum of Placement options
• Discipline
• Suspension and Expulsions of students with disabilities
• Manifestation Determination Hearings

Be familiar with the following Court Cases and how each one had impact on IDEA:

• PARC
• Brown
• Mills

• Diana
• Honig

• Larry P.
• Lau
• Polk
• Rowley
• Roncker
• Daniel R. R.

 

________________________________________________________________
___________________________


What are the typical patterns of disordered behavior?

Emotional and behavioral disturbances represent significant behavioral excesses or deficits. Many labels are

used to denote deviant expectations of others. In recent years, "behavioral disorders" has gained favor over

"emotional disturbance" as a more accurate label leading to more objective decision-making and fewer negative

connotations. Public Law 94-142 defines serious emotional disturbance (SED) as "a condition exhibiting one or

more of the following characteristics over a long period of time and to a marked degree, which adversely effects

educational performance: --An inability to learn which cannot be explained by intellectual, sensory, or health

factors. --An inability to build or maintain satisfactory interpersonal relationships with peers and teachers.

--Inappropriate types of behavior or feelings under normal circumstances. --A general pervasive mood of

unhappiness or depression. --A tendency to develop physical symptoms or fears associated with personal or

school problems." (U.S. FEDERAL REGISTER, 42, August 23, 1977, pp. 42478-42479).

The federal definition includes children who are diagnosed as schizophrenic, but excludes socially

maladjusted children "unless it is determined that they are seriously emotionally disturbed." Although autism

was formerly included under the SED designation, in 1981 it was transferred to the category of "other health

impaired."

In A STUDY OF CHILD VARIANCE, Rhodes and Tracy (1974) identified several conceptual models for

understanding emotional and behavioral disorders.  Biophysical, psychoanalytical, behavioral, sociological, and

ecological models offer different theoretical perspectives on the nature and causes of behavioral deviance.

HOW MANY CHILDREN ARE EMOTIONALLY DISTURBED?

Estimates of the number of school-age children and adolescents with emotional or behavioral disorders

depend on the definitions and criteria that are used. At some point in their lives, most individuals exhibit

behavior that others consider excessive or inappropriate for the circumstances. Thus, frequency, intensity,

duration, and context must be considered in making judgments of disturbance. Unlike some other educational

disabilities, emotional and behavioral disorders are not necessarily lifelong conditions.

Although teachers typically consider 10%-20% of their students as having emotional or behavioral problems, a

conservative estimate of the number whose problems are both severe and chronic is 2%-3% of the school-age

population. Currently, less than one-half that number are formally identified and receive special education

services.

WHAT ARE TYPICAL PATTERNS OF DISORDERED BEHAVIOR?

There is considerable agreement about general patterns or types of disordered behavior. Achenbach (1982)

suggests two discrete patterns which he calls "externalizers" (aggressive, disruptive, acting out) and

"internalizers" (withdrawn, anxious, depressed). Quay (1972) identifies the following four dimensions:

CONDUCT DISORDERS (aggression, disobedience, irritability); PERSONALITY DISORDERS (withdrawal, anxiety,

physical complaints; IMMATURITY (passivity, poor coping, preference for younger playmates); and SOCIALIZED

DELINQUENCY (involvement in gang subcultures).

In addition to CONDUCT DISORDERS and PERSONALITY PROBLEMS, Rizzo and Zabel (1988) discuss

PERVASIVE DEVELOPMENTAL DISORDERS (including autism and childhood schizophrenia) and LEARNING

DISORDERS (including attention deficit disorders with hyperactivity). Not all behaviorally disordered students

experience academic difficulties, but the two factors are often associated.

WHAT ARE THE EDUCATIONAL IMPLICATIONS?

Educational interventions should match the established needs of students with behavioral disorders.

Multidisciplinary educational teams, including  parents, must design programs to meet the individual

behavioral and academic needs of identified SED students. Most students can benefit from supportive

treatments provided in regular programs. For others, at least temporary placements in special classrooms,

schools, or institutional programs may be appropriate.

Special programs usually attempt to provide a "therapeutic milieu," a structured environment where students

 experience a high degree of success; rules and routines are predictable; and students are consistently

rewarded for appropriate behavior. Behavior management techniques, such as positive reinforcement,  token

economies, contracting, and time-out, which rely on direct measurement and monitoring of behavioral change,

are commonly used in SED programs. The assessment and systematic teaching of social skills through modeling,

discussion, and rehearsal are frequently used to help students increase control over their behavior and

improve their relations with others. In addition, supportive therapies involving music, art, exercise, and

relaxation techniques,  as well as affective education, individual, and group counseling are sometimes employed

 to improve self-understanding, self-esteem,  and self-control.

Oppositional Defiant Disorder

Diagnostic Criteria

A. A pattern of negativistic, hostile, and defiant behavior lasting at least 6 months, during which four (or more) of

the following are present:

A.often loses temper
B.often argues with adults
C.often actively defies or refuses to comply with adults' requests or rules
D.often deliberately annoys people
E.often blames others for his or her mistakes or misbehavior
F.is often touchy or easily annoyed by others

G.is often angry and resentful
H.is often spiteful or vindictive

Note: Consider a criterion met only if the behavior occurs more frequently than is typically observed in

individuals of comparable age and developmental level.

B. The disturbance in behavior causes clinically significant impairment in social, academic, or occupational

functioning.

C. The behaviors do not occur exclusively during the course of a Psychotic or Mood Disorder.


D. Criteria are not met for Conduct Disorder, and, if the individual is age 18 years or older, criteria are not met

for Antisocial Personality Disorder.

Conduct Disorder Diagnostic Criteria

A. A repetitive and persistent pattern of behavior in which the basic rights of others or major age-appropriate

societal norms or rules areviolated, as manifested by the presence of three (or more) of the following criteria in

the past 12 months, with at least one criterion present in the past 6 months:

Aggression to people and animals

A. often bullies, threatens, or intimidates others
B. often initiates physical fights

C. has used a weapon that can cause serious physical harm to others (e.g., a bat, brick, broken bottle, knife, gun)
D. has been physically cruel to people
E. has been physically cruel to animals
F. has stolen while confronting a victim (e.g., mugging, purse snatching, extortion, armed robbery)
G. has forced someone into sexual activity

Destruction of property

H. has deliberately engaged in fire setting with the intention of causing serious damage
I. has deliberately destroyed others' property (other than by fire setting)

Deceitfulness or theft

J. has broken into someone else's house, building, or car


K. often lies to obtain goods or favors or to avoid obligations (i.e., "cons" others)


L. has stolen items of nontrivial value without confronting a victim (e.g., shoplifting, but without breaking

and entering; forgery)

Serious violations of rules

M. often stays out at night despite parental prohibitions, beginning before age 13 years


N. has run away from home overnight at least twice while living in parental or parental surrogate home

(or once without returning for a lengthy period)


O. is often truant from school, beginning before age 13 years


B. The disturbance in behavior causes clinically significant impairment in social, academic, or occupational

 functioning.


C. If the individual is age 18 years or older, criteria are not met for Antisocial Personality Disorder.

Specify type based on age at onset:

•Childhood-Onset Type: onset of at least one criterion characteristic of Conduct Disorder prior to age 10

years

 
•Adolescent-Onset Type: absence of any criteria characteristic of Conduct Disorder prior to age 10 years

Specify severity:

•Mild: few if any conduct problems in excess of those required to make the diagnosis and conduct problems

 cause only minor harm to others

•Moderate: number of conduct problems and effect on others intermediate between "mild" and "severe"

•Severe: many conduct problems in excess of those required to make the diagnosis or conduct problems

cause considerable harm to others

DETERMINATION of SERIOUS EMOTIONAL DISTURBANCE (SED) and EDUCATIONALLY HANDICAPPING

CONDITIONS A psychologist will: evaluate the child's personal, social, and emotional status for students

referred for a suspected emotional disturbance that is educationally handicapping in nature. A period of

observation of the student and consultation with staff and parents is an integral part of this process.

For coding purposes: there must be a condition other than social maladjustment, as judged by the

psychologist, to warrant a determination of an emotionally disturbing condition. Emotionally Disturbed, by

definition, is distinguished from the delinquent (trouble with law) and the socially maladjusted/behaviorally

disorder child. The psychologist makes this determination through clinical judgment of the observable

behavior combined with information found within the testing situation and relevant factors in the home and

school environment. The above will be done in reference to DSM IV.

Definition - Seriously Emotionally Disturbed

"Seriously emotionally disturbed" means a condition exhibiting one or more of the following characteristics over a long period of time and to a marked degree, which adversely affects educational performance:

1. An inability to learn which cannot be explained by intellectual, sensory, or health factors;

2. An inability to build or maintain satisfactory interpersonal relationships with peers and teachers;

3. Inappropriate types of behaviors or feelings under normal circumstances;

4. A general pervasive mood of unhappiness or depression;

5. A tendency to develop physical symptoms of fears associated with personal or school problems.

6. The term includes students who are schizophrenic. The term does not include students, who are socially maladjusted, unless it is determined that they are seriously emotionally disturbed.

DETERMINATION of a CONDITION of SERIOUS EMOTIONAL DISTURBANCE

STUDENT NAME:
DATE:

1. Determining if a condition of emotional disturbance exists. This student currently manifests the following

condition:

DSM IV:

DSM#

Classification:

A condition of emotional disturbance is:

Not likely to be present if there is exclusive evidence of the following behaviors:

a. disruptive
b. anti-social
c. anti-authoritative
d. socially inappropriate
e. at variance with acceptable standards of behavior


At risk to be present if there are features of:

a. excessive anxiety
b. paranoia
c. psychosis
d. distorted thinking
e. phobias
f. depression
g. other personal/social dysfunctions
h. schizophrenia

If no condition is present then a child cannot be considered educationally handicapped due to a serious

emotional disturbance.

Student Name:

has / has not been found by a psychologist to have a condition of emotional disturbance and therefore

can/cannot be considered educationally handicapped by the team under the provisions of IDEA and/or the

CA Standards. If the student can be considered by the team to have a condition of emotional disturbance

the team should complete the Characteristic Checklist.

Characteristic Checklist

2. Once a condition is determined to be present, that condition must exhibit one of the 6 characteristics

STUDENT NAME:
DATE:

IDEA states that: "Seriously emotionally disturbed" means a condition exhibiting one or more of the

following characteristics over a long period of time and to a marked degree, which adversely affects

educational performance.

1. An inability to learn which cannot be explained by intellectual, sensory, or other health factors:
a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No
c. Is it adversely affecting educational performance Yes No

(Report card/achievement tests)?
Comments:

2. An inability to build or maintain satisfactory interpersonal relationships with peers and teachers:

a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No
c. Is it adversely affecting educational performance Yes No

(Report card/achievement tests)?

Comments:

3. Inappropriate types of behavior or feelings under normal circumstances:

a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No

c. Is it adversely affecting educational performance Yes No (Report card/achievement tests)?

Comments:

4. A general pervasive mood of unhappiness or depression:
a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No
c. Is it adversely affecting educational performance Yes No (Report card/achievement tests)?
Comments:

5. A tendency to develop physical symptoms or fears associated with personal or school problems:

a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No
c. Is it adversely affecting educational performance Yes No (Report card/achievement tests)?
Comments:

6. Schizophrenia:

a. Is this over a long period of time? Yes No
b. Is it to a marked degree? Yes No
c. Is it adversely affecting educational performance Yes No (Report card/achievement tests)?
Comments:

In order for a student to be eligible for Special Education he/she must meet all of a, b, and c under one or

more of the above Characteristics. (Note: if only a, b, or b, c or a, c applies he/she is not eligible).

If the student can be considered by the team to have a condition of emotional disturbance that manifests

one of the 6 characteristics, the team should complete the DETERMINATION OF SERIOUS EMOTIONAL

DISTURBANCE AND EDUCATIONALLY HANDICAPPING CONDITIONS. DETERMINATION of SERIOUS

EMOTIONAL DISTURBANCE and EDUCATIONALLY HANDICAPPING CONDITIONS

STUDENT NAME:
DATE:

The Condition of Emotional Disturbance is:
DSM IV:
DSM #
Classification:

The Characteristic manifested is:


Characteristic Number: (More Than One Characteristic May Apply)

The characteristic meets the following criteria:

A. Is this over a long period of time? YES NO
If yes, elaborate with details:

B. Is it to a marked degree? YES NO
If yes, elaborate with details:

C. Is it adversely affecting education performance? YES NO

If yes, elaborate with details:




Team Members Signatures:___________________________  ________________________________________

 

_________________________________  ___________________________________  ______________________


____________________________________________________________________________________________

HUGHES BILL

Q. My child has behavior problems which may put her at risk of suspension and/or expulsion. Are there any

special services or protections that apply to her?

A. In 1990, the California Legislature enacted Assembly Bill 2586 (Hughes). This bill, and especially its

accompanying regulations at Title 5, California Code of Regulations (5 Cal. Code Regs.) Sections 3001 and

3052,have substantially changed the way school districts must serve special education students with serious

behavior problems. These regulations do not apply to students who
are only identified as "disabled" under

Section 504 or to any other students.

If your child is enrolled in special education and exhibits a serious behavior problem, the district must provide

a functional analysis assessment by a behavior intervention case manager -- who must have training and

experience in positive behavior intervention. The behavior intervention case manager must develop a

positive behavior intervention plan which (1) identifies the function of the negative behavior for your child and

(2) teaches her positive replacement behaviors which accomplish the same objectives for her but in a socially

 appropriate way.

A "serious behavior problem" is a behavior problem which (1) is self-injurious or assaultive or (2) causes

serious property damage or (3) is severe, pervasive, and maladaptive and for which instructional/behavioral

approaches specified in the student's IEP are found to be ineffective. [5 Cal. Code Regs. Sec. 3001(y).]

When agreed upon by the IEP team, the positive behavior intervention plan becomes part of your child's IEP.

It must contain goals and objectives specific to the targeted behaviors, and it must describe the services to be

 provided in order to achieve the goals and objectives. [Id.] The behavior interventions selected by the case

manager must be positive. That is, they must respect your child's dignity and privacy, assure her physical

freedom, social interaction, and individual choice, help her learn to interact effectively socially, assure her

access to education in the least restrictive environment, and result in lasting positive change. [5 Cal. Code

Regs. Sec. 3001(d).] Positive behavior interventions shall be used only to replace specified negative

behaviors with acceptable behaviors and shall never be used solely to eliminate maladaptive behaviors. [5

Cal. Code Regs. Sec. 3052(a)(2).] In other words, districts should not use techniques that simply contain or

suppress maladaptive behaviors -- they must simultaneously try to teach appropriate substitute behaviors.

Q. Do the new positive behavior intervention regulations specifically prohibit some behavior programming

or techniques?

A. The behavior interventions used by the district cannot involve the infliction of pain or trauma. [5 Cal. Code

Regs. Sec. 3001(d), 3052(a)(5).] In a behavioral emergency, that is, the demonstration of a behavior that has

not been previously observed and addressed or for which no previous intervention has been effective,

properly trained school personnel may use prone containment. The regulations contain very specific guidelines

on the handling and documentation of emergencies. However, even in emergencies (and in all other behavior

services) behavior interventions may not include:

(1) Release of toxic or unpleasant sprays near the student's face;

(2) Denying adequate sleep, food, water, shelter, bedding, comfort, or access to bathroom facilities;

(3) Subject the student to verbal abuse, ridicule or humiliation or cause emotional trauma;

(4) Use locked seclusion;

(5) Impede adequate supervision of the student;

(6) Deprive the student of one or more of his/her senses; or

(7) Employ any device, material, or object that simultaneously immobilizes all four extremities (except for prone

containment in emergencies). [5 Cal. Code Regs. Sec. 3052(i), (l).]

Q. Do the new positive behavior intervention regulations have any impact on the discipline of special education

students?

A. Yes. If a district wishes to expel a student for a behavior that has been targeted for change under a positive

e

student's disability. Thus, expulsion would be prohibited. In California,  a special education student cannot be

expelled unless the IEP team determines that she was appropriately
placed at the time of her misconduct. [Cal.

Ed. Code Sec. 48915.5(a)(3).] Thus, if a student did not receive a positive behavior assessment and intervention

for a behavior that fit the definition of serious behavior problem (see Question 21), the IEP team should find that

she was not appropriately placed at the time of her misconduct. This situation would also preclude expulsion.

However, school districts may suspend special education students for misconduct even though the behavior

 involved is targeted for change in the student's positive behavior intervention plan -- subject to the limitations

discussed above regarding consecutive and total number of days.

Q. My child has ongoing behavior problems. Does the school district have any service responsibility to address

those problems?

A. Yes. Although not specifically identified as related services under federal or state special education law,

services to address serious behavior problems must exist in California. In 1990, the Legislature enacted

Assembly Bill 2586 (Hughes). [Cal. Ed. Code Sec. 56520 to 56524.] This law prohibited the use of aversive

behavior interventions and mandated the development and implementation of positive behavior intervention

plans for special education students with serious behavior
problems. In addition, the law required that CDE

develop regulations to implement positive behavior intervention services for special education students in

school. The regulations are at Title 5, California Code of Regulations, Sections 3001 and 3052. The "Positive

Behavioral Intervention Procedural Flowchart" at the end of this chapter sets out procedures to (1) identify and

assess behavior problems, and (2) develop intervention plans. The second page of the flow chart sets out

"Emergency Intervention Procedures."

Q. What does "behavioral intervention" mean and what purpose does it serve?

A. "Behavioral intervention" means the systematic use of procedures that results in lasting positive changes in

the student's behavior. The intent of using a behavioral intervention program is to provide the student with

greater access to a variety of community settings, social contacts and public events, and ensure that her

behavior does not hinder her placement in the least restrictive educational setting. Positive behavioral

interventions respect the student's dignity and personal privacy and assure physical freedom, social interaction,

 an individual choice. Positive behavioral interventions do not include procedures which cause pain or trauma.

[5 Cal. Code Regs. Sec. 3001(d).]

Q. What do the new positive behavior intervention regulations require of school districts?

A. The new regulations require that every special education student who demonstrates a serious behavior

problem receive a functional analysis assessment. The assessment is then used in developing a positive

behavior intervention plan for him. The plan becomes part of his IEP. [5 Cal. Code Regs. Sec. 3001(f).] The plan

has its own set of goals and objectives related to reducing maladaptive behaviors and substituting appropriate

behaviors.

Personnel with training in behavior analysis, with an emphasis on positive behavior intervention, must perform

the functional analysis assessment, develop the positive behavior intervention plan, and supervise the

implementation of the plan. This individual, called a behavior intervention case manager, becomes a member of

the IEP team for every student with serious behavior problems. [5 Cal. Code Regs. Sec. 3052(a)(1).]

The regulations include many other procedures for evaluating the intervention plan, for modifying the plan, and

for documenting emergency interventions. You can obtain a copy of the positive behavior intervention

regulations by calling a Protection and Advocacy office -- 1-800-776-5746.

Q. What is a "serious behavior problem" for purposes of qualifying for positive behavior intervention services

under the regulations?

A. A "serious behavior problem" is a behavior problem which:
(1) is self-injurious or assaultive or (2) causes

serious property damage or (3) is severe, pervasive, and maladaptive, and for which instructional/behavioral

approaches specified in the student's IEP are found to be ineffective. [5 Cal. Code Regs. Sec. 3001(y).]

If the child's behaviors are not to the level of a serious behavior problem which would entitle her to a functional

analysis assessment, parents should insist that any behavioral interventions used be specified in the IEP. If the

milder behavioral problems develop into more severe, pervasive and maladaptive behaviors, but nothing has

been specified in the IEP to address them, a child may not technically meet the definition of "serious behavior

problem," and a school district may insist on one more opportunity to try to address the otherwise serious

behaviors with "instructional/behavioral approaches" rather than a functional analysis.

Q. What is a "functional analysis assessment"?

A. A functional analysis assessment report must include the following:

(1) A description of the serious behavior problems targeted for change;

(2) The current frequency of the behaviors;

(3) A description of the circumstances that often lead to the behaviors (for example, the physical and social

setting, the activities going on, and the student's degree of choice at the time);

(4) The consequences that maintain the behaviors (for example, does the behavior serve a communicative

 function for the student -- is it a request or a protest?);

(5) A description of the frequency of alternative behaviors, the circumstances under which they occur, and the

consequences of those alternative behaviors. [5 Cal. Code Regs. Sec. 3052(b)(2).]

The functional analysis assessment involves a great deal of observation of the student and study of his

environments and past history as part of the process of obtaining the information described above. [5 Cal.

Code Regs. Sec. 3052(b)(1).]

Q. What is a "positive behavior intervention plan"?

A. A positive behavior intervention plan must include the following:

(1) A summary of information from the functional analysis assessment;


(2) An objective and measurable description of the targeted serious behaviors and positive replacement

behaviors;

(3) Goals and objectives specific to the targeted behaviors;
 

(4) A detailed description of the behavioral interventions to be used and the circumstances for their use;
 

(5) Schedules for recording the frequency of use of the interventions and the demonstration of replacement

behaviors;


(6) Criteria for determining when the interventions will be phased out or replaced with less intense or less

frequent interventions;

 
(7) The extent to which interventions will be used in the student's home and in other settings.

 
(8) Specific dates for the IEP team to review the behavior intervention program's effectiveness. [5 Cal. Code

Regs. Sec. 3001(f).] Behavior intervention plans must contain sufficient detail to direct their implementation.

[5 Cal. Code Regs. Sec. 3052(c).]

Q. What are "positive behavior interventions"?

A. Positive behavior interventions are procedures which, for example, a teacher could use each time a student

displays, or is likely to display, a targeted serious behavior problem. Behavior interventions must not simply

eliminate serious behavior problems, but must simultaneously teach alternative positive behaviors. [5 Cal.

Code Regs. Sec. 3052(a)(2).] In other words, school districts should not use techniques that simply contain or

suppress problem behaviors unless they also teach the student substitute appropriate behaviors.

The procedures include, but are not limited to:

(1) Altering events in anticipation of a serious behavior problem to try to prevent its occurrence;

(2) Teaching an alternative behavior that produces the same results for the student but is more socially

acceptable;

(3) Teaching adaptive behaviors, that is, methods of coping with unanticipated events; and/or


(4) Manipulating the consequences for serious behavior problems and appropriate behavior so that appropriate

behavior achieves the desired outcome and serious behavior problems are ignored. [5 Cal. Code Regs. Sec.

3052(d)(2).]

Positive behavior interventions also include procedures for responding to and reinforcing appropriate behaviors. [5 Cal. Code Regs. Sec. 3052(e).]

Q. What can school personnel do if my child suddenly has a dangerous behavioral outburst?


A. If your child exhibits unpredictable spontaneous behavior which poses a clear and present danger to herself

or others or serious property damage, the school personnel may use emergency interventions, including prone

containment by trained staff, for the time necessary to address the emergency. [5 Cal. Code Regs. Sec. 3001(c),

3052(i).]

To prevent emergency interventions from being used in place of systematic behavioral interventions, the

parent (and residential care provider, if appropriate) shall be notified of the emergency intervention, or if serious

property damage occurs, within one school day and a Behavioral Emergency Report shall be filed. If the student

does not have a behavioral intervention plan, then an IEP meeting shall be scheduled within two days to

determine whether a functional analysis assessment is necessary and to determine the necessity for an

interim emergency behavior, then an IEP review shall be conducted to see if the plan needs to be modified.

[5 Cal. Code Regs. Sec. 3052(i)(8).]

____________________________________________________________________________________________________________________________

California Education Code - Part 30 Special Education Programs
Behavioral Intervention Chapter 5.5 56520,(b),(1) &(4)


(
1) That when behavioral interventions are used, they be used in consideration of the pupil’s physical freedom

and social interaction, be administered in a manner that respects human dignity and personal privacy, and that

ensure a pupil’s right to placement in the least restrictive educational environment.

(2) That training programs be developed and implemented in institutions of higher education that train teachers

and that inservice training programs be made available as necessary in school districts and county offices of

education to assure that adequately trained staff are available to work effectively with the behavioral

intervention needs of individuals with exceptional needs.

56523 (b), (1),(2) (A-F) (1) specify the types of positive behavioral interventions which may be  utilized and

specify that interventions which cause pain or trauma are prohibited.

(3) ....the pupil’s individual education plan includes a description of the positive behavioral interventions to be

utilized which accomplishes the following:

A. Assesses the appropriateness of positive interventions.
B. Assures the pupil’s physical freedom, social interaction, and individual choices.
C. Respects the pupil’s human dignity and personal privacy.
D Assures the pupil’s placement in the least restrictive environment

E Includes the method of measuring the effectiveness and the interventions.
F. Includes a timeline for the regular and frequent review of the pupil’s progress.

California Code of Regulations Title 5. Education Division 1. State Department of Education, Chapter 3.

Handicapped Children, subchapter 1.  Special Education, Article 1.

General Provisions Section 3001 (f)


“Behavioral intervention” means the systematic implementation of procedures that result in lasting positive

changes in the individual’s behavior. “Behavioral intervention” means the design, implementation, and

evaluation of individual or group instructional and environmental modifications, including programs of

behavioral instruction, to produce significant improvements in human behavior through skill acquisition and the

reduction of problematic behavior. “Behavioral interventions” are designed to provide the individual with greater

access to a variety of community setting, social contacts and public events; and ensure the individual’s right to

placement in the least restrictive educational environment as outlined in the individual’s IEP. “Behavioral

interventions” do not include procedures which cause pain or trauma. “Behavioral interventions” respect the

individual’s human dignity and personal privacy such interventions
shall assure the individual’s physical

freedom, social interaction, and individual choice.

The U.S. Dept. of Education, Office of Special Education and Rehabilitative Services, Judith Heumann, sent a

Memorandum on April 28,1998 to all Directors of Special Education, about these very issues, and the importance

of having as a part of an IEP, services addressing positive behavioral strategies! The 1997 Amendments to IDEA

state that, “ the relationship between behavior and learning must not only be considered but acted upon”. The

amendments are explicit in what is required in an IEP team addressing behavior problems of children with

disabilities”.

IDEA 614(d)(3)(b)(i):

The team must explore the need for strategies and support systems to address any behavior that may impede

the learning of the child with the disability or the learning of his or her peers IDEA 653 (c)(3)(D) (vi).


States shall address the needs of in-service and pre-service personnel (including professionals and

paraprofessionals who provide special education, general education, related services, or early intervention

services) as they relate to developing and implementing positive intervention strategies.

34 CFR Parts 300 and 303 300.550 General LRE requirements

(b) (1) That to the maximum extent appropriate, children with disabilities, including children in public or private

institutions or other care facilities, are educated with children who are nondisabled; and

(2). That special classes, separate schooling or other removal of children with disabilities from the regular

educational environment occurs only if the nature or severity of the disability is such that education in regular

classes with the use of supplementary aids and services cannot be achieved satisfactorily 300.551 Continuum

of alternative placements. (b)(2) Make provision for
supplementary services...to be provided in conjunction with

regular class placement. 300.552 Placements

 
(a) the placement decision – (1) is made by a group of persons, including the parents, and other persons

knowledgeable about the child, the meaning of the
evaluation data, and the placements options; and (2) is made

 in conformity with the LRE provisions (c) ...the child is educated in the school that he or she would attend if

nondisabled, (e) A child with a disability is not removed from education in age appropriate regular classrooms

solely because of needed modification in the general curriculum.
_____________________________________________________________________________________________________________________________


Objectives For Behavior Plans          

IEP Statements

Writing Positive Goals for Behavior Plans (IEPs)

If you are writing a plan to ensure that your behavior student will be successful, you will want to make sure that

your goals are based on the student's past performance and that they are stated positively. Behavior goals must

be relevant to the student's needs. Start slowly, choosing only a couple of behaviors at a time to change. Be sure

to involve the student, this enables him to take responsibility and be accountable for his/her own behavior

modifications. Be sure to provide some time of form to enable the student to track and or graph his/her

successes.

Sample Statements:

______ will be accountable for inappropriate actions.
______ will complete tasks in the allotted time.
______ will be on time for each class.
______ will start tasks when asked.
______ will make appropriate decisions during recess and at lunch hour.
______ will complete and hand in assignments when asked.
______ will raise his/her hand before speaking.
______ will follow routines, instructions and directions promptly.
______ will use acceptable problem solving skills.
______ will interact with peers in a positive manner.
______ will demonstrate respect for others and the property of others.
______ will make positive contributions when called upon.
______ will act in a cooperative manner.
______ will follow routines. (List the specific routines and or rules)
______ will exhibit anger management.
______ will employ good decision making skills.
______ will work independently during.......
______ will work quietly without distracting others.
______ will use self control when confronted with a variety of situations. (Be specific)
______ will remain on task.
______ will work legibly and produce quality assignments and tasks.
______ will use the acceptable voice tones as instructed by the teacher.
______ will use appropriate language at all times and will display self control.

Remember to write goals positively, avoid using terms like ______ will not_______. Write goals that can be

measured, be specific as to the duration or the circumstance under which the goal will be implemented and use

specific time slots when possible. Remember, once the behavior plan is written, it is imperative that the student

is taught the goals and fully under stands what the expectations are. Provide him/her with tracking devices,

students need to be accountable for their own behavior changes.
________________________________________________________________________________________________
                                                                          

Disruptive Classroom Behavior

                                                                   


Disruptive behavior in the classroom is one of the most difficult situations for teachers and students to deal with.

An important component of the student support process is the development of positive behavior plans for

students who present behavioral challenges that disrupt the class or isolate the student from peers. At least one

team member must have expertise in developing behavioral interventions for students with behavioral or

emotional challenges. We are assuming that your team has a person with experience working with students with

behavioral challenges who can lead the team through the activities
required to develop a positive behavior plan.

If your team does not have a member with expertise in this area, add such a team member before attempting to

develop a behavior plan for a student. A poorly constructed plan or a plan that is implemented inconsistently or

incorrectly can make the problem worse instead of better! The information presented in the curriculum is not

sufficient for a team without such expertise to do an adequate job in this area.  All behavior is meaningful and

serves to communicate needs. We all use behaviors that meet our needs and stop using behaviors that do not.

Most students use hand raising, for example, to communicate a need for attention. When waiting with hand up

consistently gets attention, students learn that hand raising meets their need for attention. Some students learn

that speaking out in class gains them more attention than hand raising does. When their talking out is attended to

their need is met and they are likely to speak out again. The more this happens the less time will be spent waiting

 with “hand up” and the more time spent speaking out since speaking out works and “raised hand” does not

work as well. It is helpful to categorize the needs that behavior communicates into the following areas:

Attention: The behavior serves the need to draw attention away from other  sand to oneself.

Avoidance/Escape: The behavior serves the need to end an event or activity that the student does not like or to

avoid an event.

Control: The behavior serves the need to be in control of events.

Revenge: The behavior serves the need to punish others for something that was done to the student.

Self-Regulation/Coping: The behavior serves the need to regulate feelings (e.g., boredom, embarrassment,

anger, fear, anxiety), or energy levels. Inappropriate behaviors such as speaking out in class can serve to

communicate any of the needs listed above. For example, students might speak out in class:

1. For teacher or peer attention;

2. To escape from or avoid an unpleasant situation (student knows he will be asked to leave class for speaking

out);

3. For revenge (student trying to disrupt the teacher’s class to get back at the teacher for a real or imagined

grievance);

4. As a self-regulation strategy (student speaks out because he cannot wait for more than a few seconds or he

becomes very anxious); or

5.
For play (it is fun to watch the teacher get upset).

Until we analyze the behavior and the situations in which it occurs, we do not know the need the behavior

communicates, but we do know that it is communicating a need and it works for the student. The Supportive

Classroom curriculum includes a process, forms and procedures for helping a team develop positive behavioral

plans for students who present challenging behaviors.

The Success Plan provides a framework for gathering and summarizing important information about each student

in the class. The process for developing the Success Plan is divided into several tasks or activities that can be

arranged in various ways depending upon the needs of the students and the desires of the instructional team.

The tasks to be accomplished include the following:

• Get to know each student.

• Identify each student’s strengths and interests.

• Identify family concerns that may impact on each student’s ability to participate in school activities.

• Identify collaborative skills and other priority skills for each student to learn or practice.

• Identify supports for helping the student succeed.

Understanding each student’s strengths and interests provides teachers with a wealth of information for

developing motivating learning activities and themes. The public recognition and regard for each student’s

strengths and interests communicates to them that they are cared for and valued. In addition, information on

strengths and interests can be used to facilitate students developing positive relationships with each other and

learning to respect similarities and differences among people. The use of a strengths-based approach to planning

is essential for developing effective student support plans. Often students, especially those who present learning

or behavioral challenges, are primarily described in terms of their needs, what they cannot do, and their

inappropriate behaviors. A narrow focus on students’ needs provides little information on how they can be

academically, socially and emotionally supported.

For example, describing a student as hyperactive, severely emotionally disturbed and engaging in such

behaviors as being loud and disruptive in class, refusing to do school work and thro we can arrange class

activities so that each student has daily opportunities to highlight their strengths and interests as well as work

on learning new skills in areas that may be challenging, we can create an atmosphere in which each student can

be successful.
__________________________________________________________________________


Behavior Myths

Myth: Crisis is a powerful impetus for change

Reality: Ninety percent of patients who've had coronary bypasses don't sustain changes in the unhealthy

lifestyles that worsen their severe heart disease and greatly threaten their lives.

Myth: Change is motivated by fear

Reality: It's too easy for people to go into denial of the bad things that might happen to them.

Compelling, positive visions of the future are a much stronger inspiration for change.

Myth: The facts will set us free

Reality: Our thinking is guided by narratives, not facts. When a fact doesn't fit our conceptual

"frames" -- the metaphors we use to make sense  of the world -- we reject it. Also, change is

inspired best by emotional appeals rather than factual statements.

Myth: Small, gradual changes are always easier to make and sustain

Reality: Radical, sweeping changes are often easier because they quickly yield benefits.

Myth: We can't change because our brains become "hardwired" early in life

Reality: Our brains have extraordinary "plasticity," meaning that we can continue learning

complex new things throughout our lives -- assuming we remain truly active and engaged. ____________________
Changing Children's Behavior in School


Success in school involves being able to complete work, stay organized, get along with kids

and adults, be positive about your own abilities and school, follow rules, and do your best work.

 But some kids with learning disabilities (LD) and/or Attention-Deficit/Hyperactivity Disorder

(AD/HD) also may develop behavior problems that add to the risk of failure. Here are a few

warning signs:

•The child has trouble following directions or getting along with other kids.

•She’s discouraged or says she "hates school."

•She’s frequently "in trouble" in school or sent to the principal’s office.

•None of the usual techniques — rewards, consequences, home-school communication,

behavior contracts — seem to help.

What Do Kids Need?

Before we can understand children’s behavior, we must understand their needs. In addition to

their physical needs — food, clothing, shelter — kids need fun, freedom, power, and a sense of

belonging. If these needs aren’t met in positive ways, problems develop.

In some classrooms, kids have to sit quietly and listen for long periods of time, and this can be hard for

them. Sometimes, you’ll find the child just hasn’t learned age-appropriate social skills. Here are some

quotes that reflect how a child might express her needs through her behavior:

•Freedom: If I don’t get some choice in the way I work or what I learn, I won’t work at all.

•Fun: If my teacher never cracks jokes, seems to enjoy teaching, or thinks up interesting lessons, I’ll make

my own fun.

•Belonging: If I don’t feel I’m a one of the smart kids, I’ll be one of the kids who has problems and show I

don’t care.

•Power: If I can’t be a class leader, know a lot in a class discussion, or do an assignment well, I’ll be the class

clown and get noticed.

Why Do Behavior Problems Develop?

Kids with LD and/or AD/HD may not pick up on cues around them. They may not understand what teachers

or other kids expect from them or how to bargain with others. They may have a hard time waiting for the

teacher to call on them. They may have a problem concentrating on things that aren’t interesting to them.

They may not have learned skills to be a good group member — taking turns, giving and accepting feedback,

getting agreement, and compromising.

If the child with LD and/or AD/HD also has these problems, she may decide, "I’d rather be bad than stupid!"

She’s figured out if she doesn’t try hard or turn in assignments, others won’t know just how difficult the work

really is for her.

How Do You Find the Cause?

Think of behavior as an attempt to get something or complain about something. Since behavior is a form of

communication, you’ll need to figure out the child’s message. Is she trying to gain something — attention,

an opportunity to move around? Is she trying escape or avoid something -doing an assignment she doesn’t

understand, sitting next to a child who annoys her? Once you understand what her behavior communicates

about her needs, you can help her learn more appropriate behaviors.

What Happens Next?

After you’ve figured out the "why" of the child’s behavior, these questions will help you develop a plan of

action.

•What new skill — behavior — should the child learn to replace the problem behavior?

*How will she learn the new behavior? Who will model (show her how to do it) - another child, the teacher?

Where will she role play (practice) it?  Who will cue (remind) her to use it?

•What changes need to be made in the child’s environment — time of day, space, materials, interactions?

*What reinforcer will help her use the new behavior – stickers, a special activity or privilege, praise? How

often should it be given? Who should give it?

*How should problem behavior be handled if it happens again? Are there specific words, cues, or

consequences that should be used to stop the behavior quickly?

*How will everyone (parents, teachers, and child) involved work together? How often should they

communicate?

Behavior Modification is based on the concept of using techniques for changing undesirable behaviors into

those that are more appropriate and acceptable. There are many ideas on this subject according to various

psychological schools of thought. However, all agree that the following are essential:

*Identifying the behaviors that need to be changed.

*Educating oneself on various techniques.

*Choosing techniques that target the specific child behavior problem and fit the child.

*Using appropriate hands-on child behavior tools for implementing the techniques.

The following four principles for changing a child’s behavior will be effective if you are both patient and

persistent.

Principle 1:

Change your initial response first. This is important because children’s behavior generally requires a pay-off,

which may be your attention or an attempt to defeat you.
The most important principle about changing

children’s behavior is to change your own behavior first. So if your child' whines (a child's version of water

torture) to get his own way refrain from answering back or giving in.

Principle 2:

Practice with the child the behavior that you want. The notion of behavior rehearsal is fundamental to

learning a new behavior. Don’t just

Principle 3:

Minimize the behavior you don’t want. That means when children continue their old behavior despite your

brilliant suggestions ignore it, sidestep it or implement a consequence but don’t nag or harp on it.

Remember it takes time often to change a behavior, particularly if it has been happening for a long time.

Principle 4:

Spotlight the appropriate behavior. When the children behave in the desired way show your sincere

appreciation. We often take children for granted or rather we are trained to give children no attention when

they are good, but plenty when they are less than perfect. The behaviors we focus on expand so we need to

focus our attention on desirable behaviors more than on the negative behaviors. For our young whiner it is

essential to make a fuss when he uses a normal voice to get what he wants. Like any process it will only

work if you stick to it and follow it through. And don’t be afraid to adapt it to suit your circumstances.

Remember, it is the fact that you have a plan rather than the nature of the plan that is most powerful in

achieving a change in the children’s behavior

___________________________________________________
Landmark Cases in Special Education

  

The first federal laws designed to assist individuals with disabilities date back to the early days of the nation. In

1798, the Fifth Congress passed the first federal law concerned with the care of persons with disabilities

(Braddock, 1987; cited in NICHCY, 1997). This law authorized a Maine Hospital Service to provide medical

services to sick and disabled seamen. By 1912, this service became known as Public Health Service. However,

prior to World War II, there were relatively few federal laws authorizing special benefits for persons with

disabilities. Those that existed were intended to address the needs of war veterans with service-connected

disabilities. This meant that, for most of our nation's history, schools were allowed to exclude-and often did

exclude-certain children, especially those with disabilities.



In 1948, only 12% of all children with disabilities received some form of special education. By the early 1950s,

special education services and programs were available in school districts, but often, undesirable results

occurred. For example, students in special classes were considered unable to perform academic tasks.

Consequently, they went to special schools or classes that focused on learning manual skills such as weaving

and bead stringing. Although programs existed, it was clear that discrimination was still as strong as ever for

those with disabilities in schools.



Legislation and court cases to prevent discrimination in education first came to notice in 1954 with the famous

case Brown v. Board of Education of Topeka, Kansas. In Brown, the Court ruled that it was illegal practice under

the Fourteenth Amendment of the U.S. Constitution to arbitrarily discriminate against any group of people. The

Court then applied this principle to the schooling of children, holding that a separate education for African

American students is not an equal education. In its famous ruling, separate but equal would no longer be

accepted (347 U.S. 483).



Brown set the precedent for future discrimination cases in education. People with disabilities were recognized as

another group whose rights had been violated because of arbitrary discrimination. For children, the

discrimination occurred because they were denied access to schools due to their disabilities. Using Brown as

their legal precedent, students with disabilities claimed that their segregation and exclusion from school violated

their opportunity for an equal education under the Fourteenth Amendment of the U.S. Constitution-the Equal

Protection Clause. If Brown could not segregate by race, then schools should not be able to segregate or

otherwise discriminate by ability and disability.



In the 1960s, parents began to become advocates for better educational opportunities for their children. Around

the same time, many authorities began to agree that segregated special classes were not the most appropriate

educational setting for many students with disabilities. By the end of the 1960s, landmark court cases set the

 

stage for enactment of federal laws to protect the rights of children with disabilities and their parents. This section

presents an overview of some of the most historical court cases in special education in their order of occurrence.


Hobson v. Hansen (1967). In Hobson v. Hansen, a U.S. district court declared that the District of Columbia school

tracking system was invalid. However, special classes were allowed, provided that testing procedures were

rigorous and that retesting was frequent (Sattler, 1992).
 


Diana v. State Board of Education (1970). In this case, California was mandated by the Court to correct bias in

assessment procedures used with Chinese American and Mexican American students. Diana had three very

important holdings that would later influence the enactment of federal special education laws:

1. If a student's primary language was not English, the student had to be tested in both English and his or her

primary language.

2. Culturally unfair items had to be eliminated from all tests used in the assessment process.

3. If intelligence tests were to be used in the assessment process, they had to be developed to reflect Mexican

American culture (Diana v. State Board of Education, C-70: 37RFT (N.D. Cal., 1970).

PARC v. Commonwealth of Pennsylvania (1972). In this case, a U.S. federal court in Pennsylvania ratified a
consent agreement assuring that schools may not exclude students who have been classified with mental
retardation. Also, the Court mandated that all students must be provided with a free public education.
Testimony in this case indicated that all mentally retarded persons are capable of benefiting from an educational
program. Some are capable of self-sufficiency and some achieve self-care. It also shows that the earlier the
program is started, the more the person will learn.

The Commonwealth of Pennsylvania had taken it upon themselves to provide a free public education to all of
its children between the ages of six and twenty-one, including exceptional children. This caused the
Commonwealth not to be able to dent any mentally retarded child access to a free public education.
It became their responsibility to make this education and training appropriate for the chil


Wyatt v. Stickney (1972). In Alabama, a federal court ruled that mentally retarded children in state institutions had a

constitutional right to treatment (Wyatt v. Stickney, 344 F. Supp. 387, M.D. Ala 1972).

Larry P. V Riles (1972): Larry P. Was a black student in California, and his complaint led to an
expansion of the ruling in the Diana case. The court ruled that schools are responsible for providing
tests that do not discriminate on the basis of race. In the class-action case of PASE v. Hannon (1980),
however, the fudge stated he could find little evidence of bias in the test items. The Larry P. Case also
set a precedent for the use of data indicating disproportionate placement of minority groups as prima
facie (sufficient to establish a fact or case unless disproved) evidence of discrimination. However,
subsequent cases have undermined this precedent (Marshall et a. v. Georgia [1984] and S-I v. Turlington
[1986]).



Guadalupe v. Tempe Elementary School (1972). In Arizona, a U.S. district court agreed to a stipulated agreement

that children could not be placed in educable mentally retarded classes unless they scored lower than two standard

deviations below the population mean on an approved IQ test administered in the child's own language. Guadalupe

v. Tempe Elementary School also stipulated that other assessment procedures must be used in addition to

intelligence tests, and that parental permission must be obtained for such placements (Sattler, 1992, p. 779).



Mills v. Board of Education of District of Columbia (1972). This case set forth future guidelines for federal legislation,

including the rights of students with disabilities to have access to a free public education, due process protection,

and a mandated requirement to receive special education services regardless of the school district's financial

capability (Mills v. Board of Education of District of Columbia, 348 Supp. 866, CD. DC 1972; contempt proceedings,

EHLR 551:643 CD. DC 1980). 


Lau v. Nichols 1974

This civil rights case was brought by limited-English proficient Chinese students living in San Francisco.
The students claimed that they were not receiving special help in school due to their inability to speak
English, help which they argued they were entitled to under Title VI of the Civil Rights Act of 1964 because
of its ban on educational discrimination on the basis of national origin. Finding that the lack of
linguistically-appropriate accommodations (e.g., educational services in Chinese) effectively denied the
Chinese students equal educational opportunities on the basis of their ethnicity, the Supreme Court in
1974 ruled in favor of the students, thus expanding the rights of limited English proficient students around
the nation. Among other things, Lau reflects the now-widely accepted view that one's language is so closely
intertwined with one's national origin (the country someone or her ancestors came from) that language-based
discrimination is effectively a proxy for national origin discrimination.

Lau remains an important decision in the areas of civil rights and language rights, and is frequently relied upon
as authority in many cases. (The San Francisco Unified School District remains covered by the consent decree
that was ultimately entered into in the Lau case, and civil rights groups continue to monitor SFUSD's compliance
with that decree.)


 

PASE (Parents in Action on Special Education) v. Joseph P. Hannon (1980). In this case regarding bias in IQ testing,

the judge (Judge Grady in Illinois) found that on the IQ tests he examined, only nine of the 488 test questions were

racially biased. Consequently, IQ tests were found not to be discriminatory. Furthermore, Judge Grady indicated

that clinical judgment also plays a large role in interpreting IQ test results. He stated: "There is no evidence in this

record that such misassessments as do occur are the result of racial bias in test items or in any aspect of the

assessment process currently in use in the Chicago public school system." Therefore, the decision in PASE

resolved some of the controversy about the use of IQ tests for special education classification. As a result, the use

of intelligence tests was acceptable in psychoeducational assessment as long as they followed all other procedural

safeguards under federal law (PASE v. Joseph P. Hannon, No. 74 C 3586 N.D. Ill. 1980).



Luke S. and Hans S. v. Nix et al. (1982). In the state of Louisiana, all evaluations had to be completed within a 60-day

time period. The plaintiffs in this case argued that thousands of students were not being appropriately evaluated

within this time period. The court ruled in favor of the plaintiffs and informed the state of Louisiana that greater

prereferral assessment should be done before a referral is made (Luke S. and Hans S. v. Nix et al., cited in Taylor,

1997, p. 13).



Board of Education of Hendrick Hudson School District v. Rowley (1982). In Rowley, the parents of Amy Rowley, a

deaf student with minimal residual hearing and excellent lip-reading skills, sought the services of a full-time

interpreter in her regular classes. Amy had been provided with an FM trainer (a teacher of the deaf) for one hour

per day, and speech for three hours per week. Even though Amy was missing about half of what was being

discussed in class, she was very well adjusted, was performing better than the average child in the class and was

advancing easily from grade to grade.



Based on these facts, the U.S. Supreme Court determined in Board of Education of Hendrick Hudson School

District v. Rowley that Amy was receiving an "appropriate" education without the sign interpreter. In reaching this

opinion, the Court concluded that the obligation to provide an appropriate education does not mean a school must

provide the "best" education or one designed to "maximize" a student's potential. However, the program must be

based on the student's unique individual needs and be designed to enable the student to benefit from an education.

 In other words, the student must be making progress (Hager, 1999, p. 5).



Jose P. v. Ambach (1983). In this case, the plaintiffs filed suit against New York City. Their complaint involved the

inappropriate delivery of services. The plaintiffs argued that many students in special education were not receiving

services in an appropriate time frame. The court ruled in favor of the plaintiffs and stated that from the time of

referral to evaluation there can be a maximum of 30 days that can elapse. The court informed the defendants that all evaluations must be "timely evaluations" (Jose P. v. Ambach, cited in Taylor, 1997, p. 13).

Roncker v. Walter, 700 F2d. 1058 (6th Circuit Court 1983)
addressed the issue of "bringing educational services to the child" versus "bringing the child to the services".
The case was resolved in favor of integrated versus segregated placement and established a principle of
portability; that is, " if a desirable service currently provided in a segregated setting can feasiblely be delivered
in an integrated setting, it would be inappropriate under PL 94-142 to provide the service in a segregated
environment" Questions used to determine whether mainstreaming can be accomplished.


1) What is it in the segregated program that makes it better than a mainstreaming program?

2) Can these things (modified curriculum, teacher) be provided in the regular school environment?

"It is not enough for a district to simply claim that a segregated program is superior: In a case where the
segregated facility is considered superior, the court should determine whether the services which make
the placement superior could be feasibly provided in a non-segregated setting (i.e. regular class). If they
can, the placement in the segregated school would be inappropriate under the act (I.D.E.A.)."
(Roncker v. Walter, 700 F.2d 1058 (6th Cir.) at 1063, cert. denied, 464 U.S. 864 (1983))
The Roncker Court found that placement decisions must be individually made. School districts that
automatically place children in a predetermined type of school solely on the basis of their disability
(e.g., mentally retardation) rather than on the basis of the IEP, violate federal laws.
 



Larry P. v. Riles (1984). In this California case, using IQ tests as the assessment measure for placing African

American students in special education as mentally retarded was found to be discriminatory. Schools in California

were mandated by the Court to reduce the disproportionate representation of African American students in special

education.In Larry P. v. Riles, the court determined that IQ tests were discriminatory against African Americans in

three ways:

1. IQ tests actually measure achievement rather than ability. Because African Americans throughout their

educational history have been denied equal educational opportunities through schools segregated by race, they

will inevitably have achievement scores lower than the norms and thus be discriminated against in testing.

2. IQ tests rest on the plausible but unproven assumption that intelligence is distributed in the population in

accordance with a normal statistical curve (bell shaped), and thus the tests are artificial tools to rank individuals.

3. IQ tests lead to the classification of more African American students than white students in dead-end classes for

students with mild to moderate disabilities [(No. C-71-2270 RFP (1979) and No. 80-4027 DC No. CV 71-2270 in the U.S.

Court of Appeals for the Ninth Circuit (1984)].



Georgia State Conference of Branches of NAACP v. State of Georgia (1984). A U.S. court of appeals ruled that black

children schooled in the state of Georgia were not being discriminated against solely because there was a

disproportionate number of them in classes for low achievers. The court explained that there was no evidence of

differential treatment of black and white students. Overrepresentation of black children in classes for the mentally

retarded by itself was not sufficient to prove discrimination (Sattler, 1992).

 

Honig v. Doe, et al. Honig, California Superintendent of Public Instruction 1988

Problem

Two students were to be expelled for being violent and disruptive. Both of the students had Iep's
and recognized emotional disabilities. According to zero reject, should the boys have been
separated from school?

Ruling
Expulsion would violate zero reject and IDEA.

Results
Students cannot be excluded from the classroom and programs because of violent or disruptive
behavior that stems from their recognized emotional disabilities.
LEA's have a right to suspend for up to 10 days even if a parent requests due process.
If schools believe a student to be truly dangerous to self or others, they may file a preliminary
injunction against the student and his inclusion in school.
The student's present placement is favored, but may be denied if his behavior would likely
result in injury to self or others.
A student may be disciplined as if he were disabled as long as his actions do not stem from
his disability.

 In Polk v. Central Susquehanna Intermediate Unit 16, 853 F.2d 171 (3rd Cir. 1988), the court held that a
school district’s IEP did not provide the student FAPE. The court ruled that a student’s IEP must be “likely
to produce progress, not regression or trivial educational advancement.” The Sixth Circuit has followed the
language of Polk: “[I]n order to be ‘appropriate,’ the educational benefits provided by the states must be
more than de minimis.” Doe by and through Doe v. Smith, 879 F.2d 1340, 1341 (6th Cir. 1990), citing Polk,
853 F. 2d at 182.

Undeniably, this minimal educational requirement must be viewed on a case by case basis as the disability
of each student poses unique challenges. More important than advancing from grade to grade is whether the
student made more than trivial progress toward his or her IEP goals. Some students, due to the extent of their
disabilities, will never be able to perform at grade level and will require several years to achieve what would
be a year’s worth of progress to a non-disabled student. Conklin v. Ann Arundel County Bd. Of Ed., 946 F.2d
306, 316 (4th Cir. 1991). “Progress” for a special education student has more to do with advancing toward IEP
goals than performing at grade level.

How, then, should parents of a special education student determine whether their child is making “more than
trivial progress” toward his or her IEP goals? The answer is through testing, data collection, and interpretation;
the most accurate way to assess educational benefit or regression is through changes in test scores over time.
The starting point for the development of any IEP is a complete evaluation to determine the present levels of
educational performance in all areas –academics, behavior, and social skills – with a potential impact on the
student’s achievement. The appropriate assessment of these areas provides the baseline data from which all
future progress can be measured. Parents and administrators should be careful, therefore, when incorporating
the present levels into the IEP, that they identify specific skills and/or deficits of the student. Vague general and
subjective statements should be avoided.
 

Results
Schools and school districts have to try harder. They must provide children with special
needs not a minimum, but a MEANINGFUL BENEFIT from their educational program.



Daniel R. R. v. State Board of Education (1989). Daniel R. R. is one of the leading cases opening the door to

increased inclusion of children with disabilities in regular education classes. The court noted that Congress created

a strong preference in favoring mainstreaming; that is, educating the student in the regular education classroom

with supports. Ironically, the court determined that it was not appropriate to include the child in this case in full-time

regular education. However, the court's analysis of the least restrictive environment requirement, especially its

interpretation of what is meant by providing supplementary aids and services in the regular classroom, has been

followed by a number of other courts (Hager, 1999, p. 6).



In determining whether it is appropriate to place a student with disabilities in regular education, the student need

not be expected to learn at the same rate as the other students in the class. In other words, part of the required

supplementary aids and services must be the modification of the regular education curriculum for the student,

when needed. The court in Daniel R. R. v. State Board of Education noted, however, that the school need not

modify the program "beyond recognition." Also, in looking at whether it is "appropriate" for the child to be in

regular education-in other words, whether the student can benefit educationally from regular class

placement-the school must consider the broader educational benefit of contact with nondisabled students, such as

opportunities for modeling appropriate behavior and socialization (Hager, 1999, p. 6).



Gerstmeyer v. Howard County Public Schools (1994). In the Gerstmeyer case, Howard School District had been

told that a child needed an evaluation for the first grade four months before entering the first grade. The evaluation

was not done prior to entering the first grade. The parents sent their child to private school and the evaluation was

only done six months after the initial referral. The parents sued the district for the costs of private schooling and

tutoring caused by the delay. In Gerstmeyer v. Howard County Public Schools, the Court ruled in favor of the

parents and made Howard School District reimburse them for all associated costs (cited in Taylor, 1997, p. 13).


 
__________________________________________________________________________________________________

Star Principals Selection Interview
Haberman Educational Foundation, Inc.
Martin Haberman
Distinguished Professor University of Wisconsin Milwaukee

Research and Development

The development of this questionnaire involved merging the knowledge and research base with the most effective practices of star urban principals. The research and theory base was summarized in the 24 domains of the Knowledge and Skill Base and laid out in Principals for Our Changing Schools published by The National Policy Board for Educational Administration. Star urban principals in three great city school districts were identified: 27 in Houston, 18 in Milwaukee and 84 in Chicago. "Star" principals were invited to participate using the following criteria: achievement scores had risen in their schools for a three year period; they were rated by their faculties as effective instructional leaders; central office personnel identified them as accountable fiscal managers; and parents described them as effective in developing community support for their schools. These stars then engaged in a process of explaining their effective leadership behaviors. They participated in consensus building activities which involved grouping and ranking the performance functions which they believed constituted best practice and which they believed explained their success. The domains of the written knowledge base and the functions performed by the urban principals were then synthesized into eleven functions. This synthesis represents the functions that star urban teachers identified as their effective behaviors which can also supported in the research literature.

Questions designed to assess the eleven functions of star urban principals were then developed to assess this synthesis of research and practice. In order to validate that the content of the questions dealt with the content they purported to be assessing, all the principals of the Milwaukee Public Schools in 2001 (167) were personally interviewed by Prof. Haberman over a period of 53 days. This process established content validity. Respondents, regardless of their level of administrative effectiveness, agreed that the questions dealt with the stated functions. The results of this study indicated that the effective functions cited by star principals which were also supported in the literature were indeed communicating common meanings to respondents. In addition, all question wordings that were ambiguous were clarified or discarded. In an ancillary study, 51 assistant principals were also interviewed. In spite of the fact that assistant principals were typically relegated to disciplinary duties, they identified ten of the eleven functions on the questionnaire as explanations of star principals' effectiveness.

In addition to establishing content validity, this lengthy, in-depth process also provided a pool of responses to the same questions from principals deemed to be less than satisfactory as well as responses from star principals. (Unsatisfactory or "failure" principals were those with attributes opposite to stars: their schools had declining achievement; they were not regarded as instructional leaders by their faculties; they were identified by central office administrators as "in trouble"; and they were not supported by their parents and communities. These were individuals in the process of retiring, being assigned principal coaches or being moved out of schools and reassigned.)

As a result of these procedures, eleven functions representing sound theory and practice were developed into valid interview questions. Since our studies had included both stars and failure principals' responses it was also possible to score responses. The scores reflect the degree to which respondents' answers are closer to those made by star urban principals or to those made by failure principals to the same questions.

These procedures required one year to accomplish. At the conclusion of the year the questionnaire was taken back to the original three groups of star principals in Houston, Chicago and Milwaukee. The numbers of these groups had declined slightly(2 less in Houston, 1 less in Milwaukee and 8 less in Chicago). The star principals were asked to repeat the very same process they had engaged in initially; that is, they engaged in a process of consensus building in which they identified and ranked the behaviors they believed explained their effectiveness. The results of these activities indicated that the behaviors star urban principals had identified the previous year were the same ones they identified a year later. The second finding was that the answers of all the initial respondents' identified as stars were, in every case , closer to the star respondents identified in the Milwaukee sample than to the responses of the failing principals. The third finding was that the questionnaire could be administered with inter-rater reliability; different interviewers scored respondents answers in the same ways.

In sum, the developmental approach followed here has yielded a questionnaire which synthesizes what the knowledge base indicates makes principals effective and what star urban principals themselves identify as explanations for their success. When this synthesis was replicated one year later it yielded the same explanations of success. The interview questions developed from this synthesis have content validity for both star principals and failure principals. The scoring of respondents is reliable when used by various questioners who have been trained to use the interview..

Individuals have been trained to use the interview in Washington, D.C., Rochester, N.Y., Buffalo, N.Y., San Francisco and numerous smaller cities in Kansas, Missouri, Michigan and Texas. Dallas ISD is in the process of receiving training. All cities report that the quality of the principals that they have hired using the interview has markedly improved. Each city collects its own achievement data and may be contacted for further information.

If your school district is interested the "Star" Principal Selection Training, please contact the Haberman Educational Foundation, Inc. Star Principals Selection Interview
Haberman Educational Foundation, Inc.
Martin Haberman
Distinguished Professor University of Wisconsin Milwaukee

___________________________________________________________________________________________________

 

IDEA 2004 Summary


This is a summary of some of the most critical changes affecting children with disabilities and their families in IDEA 2004, concentrating on the IEP process, due process and the discipline provisions. How these changes affect our children will depend, at least in part, on how the U.S. Department of Education interprets them through policies and regulations and how they are implemented at the state, district and school level. Most of these changes will be effective as of July 1, 2005.

A new provision in the Act authorizes the Secretary to issue only regulations necessary to secure compliance with the statute. This provision may limit the Secretary's authority to issue regulations that could be useful in clarifying ambiguities. A new section of the Act also suggests that states minimize the number of rules, regulations and policies to which the school districts are subject.

This law, as amended by the 2004 changes, will not provide mandatory full funding. Although the annual amounts now authorized (permitted) to be spent on IDEA would achieve full funding in six years, that assumes these amounts will actually be appropriated (spent), and explains why mandatory funding of IDEA is so important. In fact, two days after Congress passed the IDEA Conference Report with its "glide path to full funding" it appropriated significantly less funding for special education than it had just promised.

IEP PROCESS
Short-term objectives. The long established obligation for IEP teams to spell out short-term objectives for meeting each child's measurable annual IEP goals no longer exists for most children. Such short-term objectives are only required for the very small percentage of children (generally less than 1% of students with disabilities) who are taking alternate assessments aligned to alternate achievement standards. The No Child Left Behind Act (NCLB) limits participation on these assessments to students with the most significant cognitive disabilities. NCLB also provides that both grade-level and alternate achievement standards should be aligned with state content standards. Parents should ensure that their child's academic IEP goals are also aligned with these standards. Short-term objectives are essential stepping stones toward these goals for all students with disabilities, not just a very small percentage.

In states that offer alternate assessments aligned to alternate achievement standards, it is the IEP team that determines whether a child fits the criteria for students with the most significant cognitive disabilities. Parents, as members of the IEP team, may feel pressure to agree that their child fits these criteria in order to retain short-term objectives. Such pressure directly undermines the accountability provisions of NCLB.

Even if these short-term objectives are not mandated by law, all parents can still request their child's IEP team to identify them. IDEA 2004 still requires a description of how progress toward meeting will be measured and parents can contend that short-term objectives are the answer. Without short term objectives parents will have virtually no way of measuring whether their children are making progress in achieving their annual goals and will not be informed participants in their child's education. In addition, teachers will not have a guide as to the intervening steps that should be taken towards achieving these goals and when they should be taken. Teachers will also have great difficulty developing meaningful progress reports to the parents.

IEP progress reports. The progress the child is making toward meeting the annual goals must be reported, but there is no longer a reference to "the extent to which the progress is sufficient to attain the goal by the end of the year." This information seems especially important to parents and teachers if there is a shared commitment to help all children learn to high standards set for all. Parents may see progress all year only to realize in June that the progress was not sufficient to meet the goal.

Transition information in IEP. The amendments clarify that the transition process for a student with a disability now begins at age 16 and is not merely a plan for transition. Parents should request that the student's IEP, when appropriate, include a statement of inter-agency responsibilities and any needed linkages since this language is no longer in the statute.

IEP attendance and participation. A new section allows IEP team members to be excused from attendance if their area is not being discussed. When this section is read with new provisions allowing alternate means of meeting participation (e.g. conference calls), consolidation of reevaluation meetings and other IEP meetings, and a pilot program authorizing up to 15 states to use multi-year IEPs, the combined effect is a revolution in the traditional IEP meeting. Some say these are positive changes. Others are concerned that these provisions will limit cross fertilization of ideas and undermine the interdisciplinary nature of IEP meetings (team members each bring areas or "disciplines" of expertise to the table).

While written parental consent is required before these actions can occur, parents may find that they are under considerable pressure to provide their consent. At least once a year the parents should be able to get all the members of their child's team in one room, all sharing ideas for the benefit of the child. The potential richness of these conversations can not be anticipated in written reports submitted by excused members and conference calls do not allow for the same flow of ideas. You never know which IEP team member will turn the tide of a meeting.

Pilot program for multi-year IEPs. The Secretary of Education is authorized to approve proposals from up to 15 states to allow local school districts to offer, with parental consent, a multi-year IEP, not to exceed 3 years. This option will limit parent participation in their child's education by not having a comprehensive annual IEP review, except in certain situations. Also, 3-year IEPs will contain multi-year goals which can be expected to be less specific and harder to measure than annual goals -especially when benchmarks and short-term objectives are no longer required for all but those students with the most significant cognitive disabilities. Another serious problem is that the required elements under IDEA for these multi-IEPs are not as inclusive as for annual IEPs. This is true with respect to statements on progress reports, accommodations, supplementary aids and services and more. While, the states may include these as required elements in the multi-year IEPs, IDEA does not mandate that they do so. Parents in these states will have to consent to the 3-year IEPs that must be reviewed at natural transition points by the IEP team. Therefore, it will be critical that parents are informed, knowledgeable and well prepared to deal with any pressure that may be put on them.

Pilot program for paperwork reduction. The Secretary of Education is authorized to grant waivers of statutory and regulatory requirements, for a period not to exceed 4 years, to 15 states proposing to reduce excessive paperwork and non-instructional time burdens. The Secretary is prohibited from waiving requirements related to civil rights or the right of a child to a free appropriate public education (FAPE). How this process is implemented is a matter of special concern to parents, who worry that many requirements in the IEP process which parents consider to be related to civil rights and FAPE, may be seen as contributors to the paperwork burden. Another significant concern is that "pilot" implies that this is the first step toward expanding these programs beyond the 15 states.

IEP team transition. Parents of a child transitioning from Part C services (early childhood) to part B services (school-age) can request an invitation to the initial IEP meeting be sent to representatives of the Part C system to assist with a smooth transition of services. This provision doesn't require a Part C representative to attend but it does encourage collaboration.

Transfers between school districts. Services comparable to those described in the IEP in effect before a child's transfer must be provided by the new school district. These services must continue until the previous IEP is adopted, or a new IEP is developed, adopted and implemented, in the case of a transfer in the same state or until a new IEP is developed, in the case of a transfer outside the state. This new provision will help parents of transferring students know what they can expect from their new schools.

DUE PROCESS
Procedural safeguards notice. The procedural safeguards notice will be distributed only once a year except that a copy will be distributed upon initial referral, when a parent makes a request for an evaluation, when a due process complaint has been filed or if a parent requests a copy. The notice will no longer be automatically distributed with the IEP team notice or upon reevaluation. This is only a problem if parents are unaware of their rights, including the right to request this notice if they need one.

Statute of limitations. Parents now have two years in which to exercise their due process rights after they knew or should have known that an IDEA violation has occurred. The interpretation of the language "should have known" will be critical.

Due process complaint notice. Parents who feel their child's educational rights are being compromised must file a complaint with the school district (with a copy to the state) identifying the name and contact information of the child, describing the nature of the problem with supporting facts and a proposed resolution. A new provision provides that the school district shall file a response within 10 days unless the district within 15 days notifies the state hearing officer that it is challenging the sufficiency of the parent's due process complaint notice. The State hearing officer has 5 more days to make a finding. In addition to the obvious delay, of particular concern is that the complexity of filing for due process may have a chilling effect on parents.

Resolution session. Parents must go through a mandatory "resolution session" before due process. The school district will convene a meeting with the parents and relevant members of the IEP team within 15 days of when the school district receives the parent's due process complaint. The school district has 30 days from the time the complaint is filed to resolve the complaint to the satisfaction of the parents, after which a due process hearing can occur. This provision may encourage school systems to wait until a due process complaint is filed before trying to resolve issues. Attorney's fees are not reimbursed for work related to the resolution session.

Attorney's fees. Parent's attorneys may be responsible for paying the school system attorney's fees if a cause of action in a due process hearing or court action is determined to be frivolous, unreasonable, or without foundation. Parents may be responsible for the school system's attorney fees if a cause of action was presented for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation. Obviously, parents should not file frivolous or improper causes of action, but it is important that school districts not use these changes in the law to intimidate parents. This could have a chilling effect on parents obtaining legal representation and filing valid complaints to improve their children's education.

Qualifications for Hearing Officers. A positive change is that there are now explicit qualification requirements for Hearing Officers.

DISCIPLINE
Stay put. The right of a student with a disability to "stay put" in his/her current educational placement pending an appeal is eliminated for alleged violations of the school code that may result in a removal from the student's current educational placement for more than 10 days. Previously the law only denied "stay-put" rights to students with disabilities involved in drugs, weapons or other dangerous behavior or activity. The right to "stay put" while a parent challenges the manifestation determination or proposed placement is a critical element to ensuring a student's continued free appropriate public education in the least restrictive environment.

Moving back and forth between the current placement and an interim alternative educational setting during an appeal can have a significant negative impact on achievement for children who already have difficulty adjusting to transitions. Parents must remain vigilant and ensure that their children continue to be provided the educational programming and services they need to make progress toward meeting their IEP goals. If this progress is negatively affected, the school may recommend a change to a more restrictive setting for the future. In addition, for purposes of reporting Adequate Yearly Progress under the No Child Left Behind Act, individual schools do not have to count children who are transferred to alternative settings and are, therefore, not in the same school for the full academic year. This could create an incentive for disciplinary actions against students with disabilities.

Services to be received in interim alternative educational setting. A child is entitled to receive programming and services necessary to enable him or her to receive a free appropriate public education consistent with section 612(a)(1) during the period in which he/she is in an interim alternative education setting. Under IDEA 2004, the student must be provided services to enable him or her to continue to participate in the general education curriculum and to progress toward meeting the goals in the IEP. The new provision replaced language requiring that a child in an interim alternative educational setting receive services and modifications, including those described in the student's current IEP which will enable the child to meet the goals in the IEP. The change in language cannot be interpreted as diluting any of these services that are consistent with the definition of FAPE because a student with a disability must continue to receive FAPE during the period of removal from his/her current educational placement.

Manifestation Determination Review. Before IDEA 2004, the burden was on the school district to show that the behavior resulting in a disciplinary action was not a manifestation of the child's disability before being allowed to apply the same disciplinary procedures as they use for non-disabled children. The burden of proof for the manifestation determination review has now been shifted to the parents who have to prove that the behavior was caused by or had a direct and substantial relationship to the disability. The language requiring the IEP team to consider whether the disability impaired the child's ability to control or to understand the impact and consequences of the behavior has been deleted. The language that gave the school an incentive to address behavior appropriately by requiring the IEP team to consider whether the IEP was appropriate has also been deleted.

Because the amendments to IDEA make it easier for schools to remove children for non-dangerous, non-weapon, non-drug related behaviors, and place the burden on parents to prove the connection between behavior and disability, parents will need to pay careful attention to the behavioral needs of their child in developing the IEP. Even if the child has not previously been subjected to disciplinary exclusion, parents may need to anticipate, to consider and spell out any concerns they may have about their child's possible emotional and behavioral responses particularly when they are not provided the supports and services they may need.

Special Circumstances. Since 1997, IDEA had expressly authorized schools to unilaterally remove children to an interim alternative educational setting for as long as 45 days for offenses involving drugs and weapons -even if the behavior was a manifestation of the student's disability. In addition, a hearing officer could make the same decision if it was determined based on a preponderance of the evidence that keeping the child in his/her current placement was substantially likely to result in injury to the child or others. Although school authorities have always had the authority to respond to an emergency and to unilaterally remove any student with or without a disability who is causing serious bodily injury to another, now schools can also unilaterally remove children for 45 days for "inflicting serious bodily injury." This term is defined as involving a substantial risk of death; extreme physical pain; protracted and obvious disfigurement; or protracted loss or impairment of the function of a bodily member, organ, or mental faculty.

The hearing officer in determining whether to remove a child because maintaining his/her current placement is substantially likely to result in injury to self or others is no longer required to consider whether the school district's proposed change in placement is based on a preponderance of the evidence. In addition, the amended statute no longer requires the hearing officer to consider whether the school has made reasonable efforts to minimize the risk of harm, including the use of supplementary aids and services. These changes, to the degree they have the effect of punishing the child even if proper supports could have prevented the problem, arguably violate Section 504 of the Rehabilitation Act.

45 day limit. The 45 calendar day limit on the removal for these offenses has been changed to 45 school days, which is significantly longer [now 9 instead of 6 weeks of school at a critical time when students with disabilities are being held accountable for meeting high state standards.]

Functional Behavioral Assessments. The requirement for Functional Behavioral Assessments and Behavioral Intervention Plans are maintained in the discipline provisions

Case-by-case determination. A paragraph has been added to the discipline provisions, which states that school personnel can consider any unique circumstances on a case-by-case basis when determining whether to change the placement of a child with a disability who violates a school code of conduct. This is a good provision for parents to quote when they are having trouble proving that their child's behavior is a manifestation of the disability. It serves to remind the school personnel that common sense should prevail and all circumstances should be considered.

____________________________________________________________________________________________________
SELPA Overview
XYZ County SELPA Mission



Significant changes have occurred in services and programs provided for children with exceptional
needs in the public schools of California. These changes have stemmed from new laws and regulations at both the
state and national levels, as well as from the spirit of fairness, balance and equality that characterize
the public school
system in America. New interpretations of existing laws by the courts have further
modified and expanded the services required for exceptional students.

Previously, children with disabilities were identified only if their educational needs were obvious. Then,
they tended to be placed into programs designed to serve children with similar disabilities in special
schools or located separately on comprehensive school sites. Such categorical programs were usually
effective in providing
specialized services for the populations they served; but in many cases,
expectations for these groups were inappropriate in relation to the students' actual potential.

Gradually, the community and public agencies have become aware that children with disabilities can be
educated with their non-disabled peers, guaranteeing equal opportunities for all children....

.... including children with disabilities.

This required the sharing of program resources, including transportation, through regional cooperation among
public and non-public schools and non-educational agencies.

In the early 1970s, a simultaneous movement across the country resulted in the passage of important federal
and state laws. The federal laws were PL 93-112 and PL 94-142. In 1987, PL 99-457 was passed which expanded
services to preschool children. In response to these laws, legislation was passed in California which
provides the legal
foundation for a comprehensive plan in special education and requires local districts
and agencies to establish Special Education Local Plan Areas (SELPAs) to address the needs of all
children with disabilities.

These laws and regulations promote changes and procedures leading to such things as the following:

*Coordination of Resources Among Districts by Regions

*Less Restrictive Placements

*Guaranteed Equality of Access

*Full Service to All Students with Disabilities

*Increased Parent Participation

*Career Training

*Social Acceptance of Children with Disabilities

*Individualized Educational Programs

*Due Process Rights

*Improved Self-Esteem for Children with Disabilities

*Annual Reviews of Progress

*Program Evaluation

*Community Involvement and Support

*Local Governance Systems

*Compliance Reviews

*Staff Development Programs

*Quality Program Reviews

*Accountability

*Educational Benefit

Today, as never before, parents, students and staff work together to make certain that the appropriate
services are provided on an individualized basis for every child with a disability. The services are
provided through the Special Education Local Plan Areas - SELPAs. The Local Plan, developed and
maintained in each community by the
people who live there, is the basis of these improvements
and the foundation of services.

 
Change Text Size: Normal TextMedium TextLarge Text
California Department of Education
DataQuest
Glossary - Special Education



SELPA
A Special Education Local Plan Area (SELPA) is the service are covered by the local plan for
providing special education services to individuals with disabilities in that area under
the state and federal law (EC 56195.1).



District of Service
District, county office or state-operated program providing the majority of services
and/or receiving funds.


District of Residence
Student's district of residence.



School Code
Seven-digit code of the school of attendance.



Gender
Student's gender identification (F) Female - (M) Male



Home Language
Student's home language:

ID LANGUAGE COUNTRIES
00 English England, United States
01 Spanish Europe, Latin America
02 Vietnamese Vietnam, Asia
03 Cantonese China, Asia
04 Korean Korea, Asia
05 Pilipino (Tagalog) The Philippines, Asia
06 Portuguese Portugal, Europe
07 Mandarin (Putonghua) China, Asia
08 Japanese Japan, Asia
09 Khmer (Cambodian) Kamuchea, Asia
10 Lao Laos, Asia
11 Arabic Saudi Arabia, Middle East,North Africa
12 Armenian USSR, Europe
13 Burmese Burma, Asia
14 Croatian Yugoslavia, Europe
15 Dutch Netherlands, Europe
16 Farsi (Persian) Iran, Middle East
17 French France, Europe
18 German Germany, Europe
19 Greek Greece, Europe
20 Chamorro (Guamanian) Guam, Pacific Islands
21 Hebrew Israel, Middle East
22 Hindi India, Asia
23 Hmong Thailand, Vietnam, Asia
24 Hungarian Hungary, Europe
25 Ilocano The Philippines, Asia
26 Indonesian Indonesia, Asia
27 Italian Italy, Europe
28 Punjabi India, Pakistan, Asia
29 Russian USSR, Europe
30 Samoan Samoa, Pacific Islands
31 Serbian Yugoslavia, Europe
32 Thai Thailand, Asia
33 Turkish Turkey, Middle East
34 Tongan Tonga, Pacific Islands
35 Urdu Pakistan, India, Asia
36 Cebuano (Visayan) The Philippines, Asia
37 Sign Language United States
38 Ukrainian USSR, Europe
39 Chaozhou (Chaochow) Chinese Dialect, China
40 Pashto Pakistan, Afganistan, Asia
41 Polish Poland, Europe
42 Assyrian Iraq, Middle East
43 Gujarati India, Asia
44 Mien China, Asia
45 Rumanian Romania, Europe
46 Taiwanese Taiwan, China, Asia
47 Lahu China, Asia
48 Marshallese Marshall Islands, Pacific Islands
49 Mixteco Mexico, North America
50 Khmu Laos, Asia
51 Kurdish Iraq, Iran, Middle East
52 Serbo-Croatian (Serbian) Yugoslavia, Europe
53 Toishanese Chinese Dialect (YUE), China
54 Chaldean Iraq
56 Albanian Albania, Derbia
57 Tigrinya Not Available
99 Other non-English Languages Not Available



Migrant
Eligible for or is participating in the Migrant Program (PL 97-35) T or Y True or Yes,
if eligible for, or is participating in the Migrant Program. An entry of F or N False
or No, or blank if student is not
participating.



Grade
Student's grade level

01 First grade
02 Second grade
03 Third grade
04 Fourth grade
05 Fifth grade
06 Sixth grade
07 Seventh grade
08 Eighth grade
09 Ninth grade
10 Tenth grade
11 Eleventh grade
12 Twelfth grade
13 Community College
14 Other postsecondary
15 Ungraded
16 Infant
17 Preschool
18 Kindergarten



Age
Student’s numerical age at the time of reporting (formula is Report Date minus Birthdate for
the December reporting cycle).



Ethnicity
Student’s numerical age at the time of reporting (formula is Report Date minus Birthdate
for the December
reporting cycle).

Students ethnic identification

100 Native American A Native American is a person having origins in any of the original
peoples of North America and who maintains cultural identification through tribal
affiliation or community recognition.
201 Chinese A person having origins in any of the original peoples of China
202 Japanese A person having origins in any of the original peoples of Japan
203 Korean A person having origins in any of the original peoples of Korea
204 Vietnamese A person having origins in any of the original peoples of Vietnam
205 Asian Indian A person having origins in any of the original peoples of the Indian
subcontinent.
206 Laotian A person having origins in any of the original peoples of Laos.
207 Cambodian A person having origins in any of the original peoples of Cambodia
299 Other Asian A person having origins in any of the original peoples of the other
Asian countries
not listed above, e.g., Thailand, Indonesia, and Tibet.
301 Hawaiian A person having origins in any of the original peoples of the Hawaiian islands.
302 Guamanian A person having origins in any of the original peoples of the island of Guam.
303 Samoan A person having origins in any of the original peoples of the Samoan islands.
304 Tahitian A person having origins in any of the original peoples of the Tahitian islands.
399 Other Pacific Islander A person having origins in any of the original peoples of the Polynesian,
Micronesian or Melanesian islands except Hawaiian, Samoan, Guamanian or Tahitian islands. (Excludes
the Philippine Islands.)
400 Filipino A person having origins in any of the original peoples of the Philippine Islands.
500 Hispanic A person of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish
culture or origin regardless of race.
600 African-American A person having origins in any of the black racial groups of Africa.
700 White A person having origins in any of the original peoples of Europe, North Africa, or the Middle
East, e.g., England, Egypt, Portugal, and Iran.



Disability
Primary disability category of the student. Disability categories include:

010 Mental Retardation (MR)
020 Hard of Hearing (HH)
030 Deafness (DEAF)
040 Speech or Language Impairment (SLI)
050 Visual Impairment (VI)
060 Emotional Disturbance (ED)
070 Orthopedic Impairment (OI)
080 Other Health Impairment (OHI)
090 Specific Learning Disability (SLD)
100 Deaf-Blindness (DB)
110 Multiple Disability (MD)
120 Autism (AUT)
130 Traumatic Brain Injury (TBI)

* Mental Retardation (MR): Mental Retardation means significantly subaverage general intellectual
functioning existing concurrently with deficits in adaptive behavior, and manifested during the
developmental period, which adversely affects a child's educational performance. (34 CFR Part 300.5).

* Hard of Hearing (HH): Hard of Hearing means a hearing impairment, whether permanent or fluctuating,
which adversely affects a child's educational performance but which is not included under the definition
of "deaf" in this section. (34 CFR Part 300.5).

* Deafness (DEAF): Deafness means a hearing impairment which is so severe that the child is impaired
in processing linguistic information through learning, with or without amplification, which adversely
affects educational performance. (34 CFR Part 300.5).

* Hearing Impairment (HI): Hearing Impairment is a federal category of disability which includes both
hard of hearing and deaf individuals as defined above.

* Speech or Language Impairment (SLI): Speech and Language Impairment means a communication
disorder such as stuttering, impaired articulation, language impairment, or a voice impairment,
which adversely
affects a child's educational performance. (34 CFR Part 300.5).

* Visual Impairment (VI): Visually Impaired means a visual impairment that, even with correction,
adversely affects a child's educational performance. The term includes both partially seeing and
blind children. (34 CFR Part 300.5).

* Emotional Disturbance (ED): Emotional Disturbance means a condition exhibiting one or more of the
following characteristics over a long period of time and to a marked degree, which adversely affects
educational performance:
1. An inability to learn which cannot be explained by intellectual, sensory, or health factors;
2. An inability to build or maintain satisfactory interpersonal relationships with peers and teachers;
3. Inappropriate types of behavior or feeling under normal circumstances;
4. A general pervasive mood of unhappiness or depression; or
5. A tendency to develop physical symptoms or fears associated with personal or school problems.

The term (ED) includes children who are schizophrenic. The term does not include children who are socially
maladjusted, unless it is determined that they exhibit one or more of the characteristics listed above.
(34 CFR Part 300.5).

* Orthopedic Impairment (OI): Orthopedic Impairment means a severe orthopedic impairment which
adversely
affects a child's educational performance. The term includes impairments caused by
congenital anomaly
(e.g., clubfoot, absence of some member, etc.), impairments caused by disease
(e.g., poliomyelitis, bone tuberculosis, etc.), and impairments from other causes (e.g.,
cerebral palsy, amputations, and fractures
or burns which cause contractures). (34 CFR Part 300.5).

* Other Health Impairment (OHI): Other Health Impairment means having limited strength, vitality or
alertness, due to chronic or acute health problems such as a heart condition, tuberculosis, rheumatic
fever, nephritis, asthma, sickle cell anemia, hemophilia, epilepsy, lead poisoning, leukemia, or diabetes,
which adversely affects a child's educational performance (34 CFR Part 300.5)

* Specific Learning Disability (SLD): Specific Learning Disability means a disorder in one or more of the
basic psychological processes involved in understanding or in using language, spoken or written,
which may manifest itself in an imperfect ability to listen, think, speak, read, write, spell,
or to do mathematical calculations. The term includes such conditions as perceptual handicaps,
brain injury, minimal brain dysfunction, dyslexia, and developmental aphasia. The term does
not include children who have learning problems that are primarily the result of visual,
hearing, or motor handicaps, of mental retardation of emotional disturbance or
of environmental, cultural, or economic disadvantage. (34 CFR Part 300.5).

* Deaf-Blindness (DB): Deaf-Blindness means concomitant hearing and visual impairments, the
combination of which causes such severe communication and other developmental and educational
problems that they cannot be accommodated in special education programs solely for deaf
or blind children. (34 CFR Part 300.5).

* Multiple Disabilities (MD): Multiple Disabilities means concomitant impairments (such as
mental retardation, blindness, mental retardation, orthopedic impairment, etc.,) the
combination of which causes such severe educational problems that they cannot be
accommodated in special education programs solely for one of the
impairments. The term does not include deaf-blind children. (34 CFR Part 300.5).

* Autism (AUT): Autism means a developmental disability significantly affecting verbal and non-verbal
communication and social interaction, generally evident before age three, that adversely affects
educational performance.

Characteristics of autism include -- irregularities and impairments in communication, engagement in
repetitive activities and stereotyped movements, resistance to environmental change or change in daily
routines, and unusual responses to sensory experiences. The term does not include children with
characteristics of the disability serious emotional disturbance (SED).

If a child manifests characteristics of the disability category "autism" after age three,
that child still could be diagnosed as having "autism" if the criteria in the above paragraph
are satisfied. (34 CFR Part 300.5).
* Traumatic Brain Injury (TBI): Traumatic Brain Injury means an injury to the brain caused by an external
physical force or by an internal occurrence such as stroke or aneurysm, resulting in total or partial
functional disability or psychosocial maladjustment that adversely affects educational performance.
The term includes open or closed head injuries resulting in mild, moderate, or severe impairments in
one or more areas, including cognition; language memory; attention; reasoning; abstract thinking;
judgment; problem-solving; sensory, perceptual and motor abilities; psychosocial behavior; physical
functions; information processing; and speech. The term does not include brain injuries that
are congenital or degenerative, or brain injuries induced by birth trauma. (34 CFR Part 300.5)



Residential Status
Student's residential status

10 Parent or legal guardian
20 Licensed children's institution (LCI)
30 Foster family home (FFH)
40 Hospital (except state hospital)
50 Residential facility
60 Incarcerated institution
71 State hospital
72 Developmental center
90 Other

* Parent Or Legal Guardian: This includes natural or adopted parents and surrogate parents or other
persons or relatives who have legal custody of children.

* Licensed Children's Institution (LCI): Licensed Children's Institution is a residential facility
which is licensed by the state or other public agency which has delegated authority by contract with
the state to license, to provide nonmedical care to children, including, but not limited to,
individuals with exceptional needs. "Licensed Children's Institution", in addition,
includes a group home as defined by subdivision (a) of Section 80001 of Title 22 of the
California Code of Regulations. See Education Code Section 56155.5(a) for exclusions.

* Foster Family Home (FFH): Foster Family Home is a family residence which is licensed by the state,
or other public agency which has delegated authority by contract with the state to license, to provide
24-hour nonmedical care and supervision for not more than six foster children, including, but not limited
to, individuals with exceptional needs. "Foster family home", in addition, includes a small family
home as defined in paragraph (6) of subdivision (a) of Section 1502 of the Health and Safety Code (E.C. 56155.5(b)).

* Hospital: A public hospital, state-licensed children's hospital, psychiatric hospital, proprietary hospital,
or a health facility for medical purposes. (E.C. 56167(a)). It does not include state hospital (see below).

* Residential School: A Residential School is a nonsectarian school where a student with exceptional needs
resides on a 24-hour basis and receives special education and related services at the school. This includes
both public and private facilities.

* Incarcerated Institution: Individuals with exceptional needs who have been adjudicated by the juvenile
court, for placement in a juvenile hall or juvenile home, day center, ranch, or camp, or for individuals
with exceptional needs placed in a county community school (E.C. 56150); includes placement in California
Youth Authority and other public correctional institutions.

* State Hospital: A state hospital is a residential facility operated by the California Department of
Developmental Services (DDS).

* Developmental Center: A Developmental Center is a residential facility operated by the California
Department of Developmental Services (DDS).

______________________________________________________________________________________________________________________
Please write your name on paper to be handed in and answer these questions.

1. What qualifies a student for special education services?
2. What is an IEP?
3. What is Least Restrictive Environment?
4. Is the IEP a legal contract?
5. What is the WISC IV?
6. Who at your school is qualified to administer the WISC IV?
7. In what other languages is the WISC IV normed?
8. What is Hyperactivity?
9. List 5 classroom modifications for students with attention deficit.
10. List the 4 major tenets of No Child Left Behind.
11. How does 504 differ from IDEA?
12. What is Due Process?
13. What is a Student Study Team?
14. What qualifies a student to be labeled Emotionally Disturbed?
15. Who was Brown in Brown v. Board of Education?
16. Who was Charles Houston?
17. What is manifestation Determination?
18. What is a learning disability?
19. Does a surrogate parent have the same rights as a natural parent?
20. Developmental delay refers to children of what ages?
21. What is OHI?
22. What is the purpose of special education?
23. What is assistive technology?
24. What is Child Find?
25. Does every special education child qualify for extended year services?
26. Can a child with a disability be placed in a special education program before the IEP is finalized?
Explain your answer?
27. When are parents rights explained to the parent(s)?
28. Under what conditions can a parent request an independent evaluation?
29. Part B funds may be used to pay for Attorneys.
30. Change of placement is defined as more than 5 consecutive school days.

 ____________________________________________

 

The Law and Special Education-Instructor's Materials

 

 

 

 

 

 

 

 

 

 

 

 

 

Please answer the following questions about the DEPRESSION article.

1. Describe depression in toddlers.
2. Describe depression in preschoolers.
3. Describe depression in school-aged children.
4. Describe depression in adolescents.
5. Describe treatment for depression in children and adolescents.
























1. Describe depression in toddlers.
Signs may include failure to thrive or rumination (obsessive or abnormal reflection upon an idea or deliberation over a choice), or delays in speech and gross motor development. Infants with warning sign of depression may avert their gaze from adults, have expressionless faces, or fail to develop normal attachment to their parents.

2. Describe depression in preschoolers.
Their playing may be aggressive, reckless, destructive or show a preoccupation with morbid themes. They may engage in

repetitive behavior such as rocking or be prone to frequent accidents.

3. Describe depression in school-aged children.
School-aged children may lag behind their classmates in social skills and academic competence. These deficits may be

reflected in school phobia, social isolation, low self-esteem, poor grades, and antisocial behavior such as stealing or lying.


4. Describe depression in older children and adolescence.
Older children and adolescents may say they feel sad, although more often they describe feeling bored or
empty. They may experience severe mood swings, act out their feelings in dangerous activities, be more
influenced by peers or new romantic or sexual relationships, and be more ambivalent about separating from their
parents. Substance abuse, running away, stealing, and lying are all red flags for depression in adolescence.

5. Describe treatment for depression in children and adolescents.
Effective, first-line treatment options for depression in children include cognitive behavioral therapy ( It involves recognizing

unhelpful patterns of thinking and reacting, then modifying or replacing these with more realistic or helpful ones. Its

practitioners hold that typically clinical depression is associated with negatively biased thinking and irrational thoughts.),

interpersonal psychotherapy (IPT is based on the belief that psychological problems are due to communication problems,

which are formed due to attachment styles ), antidepressants, psychosocial intervention ( Psychosocial interventions are

increasingly delivered by nurses in mental health settings and include psychotherapy interventions such as cognitive

behavioural therapy for depression, anxiety and psychosis. Nurses will work with people over a period of time and use

psychological methods to teach the person psychological techniques that they can then use to aid recovery and help manage

any future crisis in their mental health. In practice, these interventions

will be used often, in conjunction with psychiatric medications. ), or a combination of the above.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Answer the following questions about Schaffer v. Weast

1. Who has the burden of proof in an administrative hearing?

2. Who has the natural advantage expertise and information?

3. When do school districts need to provide prior written notice?

4. What is to be included in prior written notice?

5. Where does the burden of STAY Put lie?







1. Who has the burden of proof in an administrative hearing?

We hold no more than we must to resolve the case at hand: The burden of proof in an administrative hearing challenging an IEP is properly placed upon the party seeking relief.

2. Who has the expertise and information?

School districts have a natural advantage in information and expertise.

3. When do school districts need to provide prior written notice?

The decision in Schaffer v. Weast focused on revisions in IDEA 2004 and “Prior Written Notice” (PWN). These revisions require that school districts to provide “Prior Written Notice” (PWN) when the school district “refuses to initiate or change, the identification, evaluation, or educational placement of the child, or the provision of a free appropriate public education to the child.”

4. What is to be included in prior written notice?

(A) a description of the action proposed or refused by the agency; (B) an explanation of why the agency proposes or refuses to take the action and a description of each evaluation procedure, assessment, record, or report the agency used as a basis for the proposed or refused action; (C) a statement that the parents of a child with a disability have protection under the procedural safeguards of this part and, if this notice is not an initial referral for evaluation, the means by which a copy of a description of the procedural safeguards can be obtained; … (E) a description of other options considered by the IEP Team and the reason why those options were rejected; and (F) a description of the factors that are relevant to the agency’s proposal or refusal.” See 20 USC §1415(c)(1) (Wrightslaw: IDEA 2004, page 100)

5. Where does the burden of STAY Put lie?

The Court suggests that the IDEA’s stay-put provision, 20 U. S. C. §1415(j), supports placement of the burden of persuasion on the parents.

 

 
Duty to Protect

The first element, the duty to protect, is clearly part of a teacher’s responsibilities. Teachers have
a duty to anticipate foreseeable dangers and take necessary precautions to protect students in
their care (McCarthy & Cambron-McCabe, 1992). Specifically, teacher duties include: adequate
supervision, maintenance of equipment and facilities, and heightened supervision of high-risk
activities. In the majority of negligence cases against teachers, the duty to protect is easily proven
(Fischer et al., 1994 ). Clearly this duty applies to activities during the school day, however, courts
have also held that this duty may extend beyond regular school hours and away from school grounds
(e.g., after school activities, summer activities, field trips, bus rides).

Failing to Exercise a Reasonable Standard of Care

The second element that must be proven in cases of negligence occurs when teachers fail to
exercise a reasonable standard of care in their duties to students. If a teacher fails to exercise
reasonable care to protect students from injury, then the teacher is negligent. Courts, in negligence
cases, will gauge a teacher’s conduct on how a "reasonable" teacher in a similar situation would
have acted. The degree of care exercised by a "reasonable" teacher is determined by factors such
as: (a) the training and experience of the teacher in charge, (b) the student’s age, (c) the environment
in which the injury occurred, (d) the type of instructional activity, (e) the presence or absence of the
supervising teacher, and (f) a student’s disability, if one exists (Mawdsley, 1993; McCarthy &
Cambron-McCabe, 1992). For example, a primary grade student will require closer supervision
than a secondary student; a physical education class in a gymnasium or a industrial arts class in a
school woodshop will require closer supervision than a reading class in the school library; and a
student with a mental or behavioral disability will require closer supervision that a student with
average intelligence.

A number of cases have held that the student’s IEP, disability, and unique needs are all relevant
factors in determining the level of supervision that is reasonable (Daggett, 1995). Additionally,
school officials may be liable for damage claims resulting from a failure to supervise a student
with disabilities when that student injures another student.


Proximate Cause

The third element that must be proven in a negligence case is whether there was a connection
between the breach of duty by the teacher and the student’s injury; that is, the teacher failed to
exercise a reasonable standard of care (element two) and this breach of duty resulted in the
subsequent injury to the student (element four). This element, referred to as proximate cause,
often hinges on the concept of foreseeability. That is, was the student’s injury something that
could have been anticipated by a teacher? If the injury could have been foreseen and prevented
by a teacher if a reasonable standard of care had been exercised, a logical connection and,
therefore, negligence may exist. To answer questions regarding proximate cause, courts will
attempt to ascertain "was the injury a natural and probable cause of the wrongful act
(i.e., failure to supervise), and ought to have been foreseen in light of the attendant
circumstances?" (Scott v. Greenville, 1965). Negligence claims will not be successful if the
accident could not have been prevented through the exercise of reasonable care.


Actual Injury

The final element that must be proven in negligence cases is that there was an actual physical or
mental injury. Moreover, although the injury does not have to be physical, it must be real as
opposed to imaginary (Mawdsley, 1993). Even in instances where there is negligence, damage
suits will not be successful unless there is provable injury.

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Law Suits

The decision in Ferraro v. Board of Education of the City of New York (1961) indicated that
courts will hold school personnel liable if a student attacks and injures another student and the
teacher should have known that such an attack or aggressive behavior was possible and,
therefore, could have prevented the injury. A student with a long history of behavior problems
assaulted Josette Ferraro in a junior high school classroom. The student had assaulted peers
on a number of occasions and was constantly aggressive toward students as well as teachers.
On the day of the assault, a substitute teacher was in charge of the class. She was not informed
of the student’s tendency to misbehave and attack other students. Josette Ferraro, who was
injured when attacked, sued the school. The court found the school negligent because they had not
informed the substitute of the student’s aggressive behavior toward others. The court reasoned
that had she known, the substitute teacher could have taken actions to prevent the assault.
A similar case was heard by a federal district court in Pennsylvania. In Cohen v. School District
(1992), a special education student with learning disabilities, behavior problems, and known
violent tendencies was mainstreamed without adequate supervision. Without provocation, the
student attacked and injured a peer in his classroom. The parents of the injured student sued
the school maintaining that the injured student’s rights had been violated. The court held that
placing a student with behavior problems in the general education setting is not unconstitutional
per se. That is, it is not a violation of law to place a potentially violent student in a general
education classroom. The court stated such a placement, however, may result in school
officials being held liable if the officials knew that a student with disabilities was violent, and
they placed the student in the general education classroom without adequate supervision.

In Grooms v. Marlboro County School District (1992), school officials permitted a 15-year-old boy
with cognitive, emotional, and behavioral problems to leave his classroom unescorted if he thought
his behavior would be disruptive. Additionally, the boy was supposed to go to the school janitor for
supervision. Specifically the boy was told that when he going to misbehave he could "skip" class
and go to the school janitor’s office. He was supposed to stay there until he was ready to "go back to
class and behave." In one instance, the boy walked out of his classroom and got into a fight in the hall.
The janitor did not intervene and the boy suffered severe head injuries. The parents brought suit
against the school district alleging negligent supervision. The court ruled that the case had merit
and could go forth. The court reasoned that the school’s policy of allowing the student, "whose
judgment was impaired by the disability," to simply leave the classroom unescorted and report to a
person who "did not have the level of expertise necessary" to deal with the student may have
constituted gross negligence.

In McMahan v. Crutchfield (1997), a school district paid to settle a lawsuit involving a special
education student who assaulted a five-year-old girl. Allan Crutchfield, who had mild to moderate
mental disabilities and had a history of behavioral problems, was participating in a job-training
program when the assault occurred. He had a history of assaultive behavior, and a mental health
evaluation had stressed that he be under constant supervision. His job-training program involved
work in a college cafeteria. One morning a college student brought her five-year-old daughter into
the cafeteria. When the girl went to the bathroom, Crutchfield, who was unsupervised, followed her
in, forced her head into a toilet, and began to strangle her. A college student hearing screaming
ran into the bathroom and chased Crutchfield away. The young girl was unconscious and injured,
but she eventually recovered. Crutchfield was later found incompetent to stand trial and committed
to a state psychiatric hospital. The girl’s mother sued the school district. Rather than going to court,
school officials admitted their liability and paid the girl’s mother $400,000.

What to do?

One of educators most important obligations is to provide a reasonable standard of care for all
students (Mawdsley, 1993). School districts should take actions to make certain that administrators,
special and general education teachers, and other personnel are aware of their care and supervisory
duties under the law (Daggett, 1995; Freedman, 1995; Mawdsley, 1993). The following are
suggestions to assist administrators and teachers in meeting these responsibilities:

• School districts should develop policies regarding standards of care and supervision. These policies
should be in writing. Because this area of law changes rapidly, legal developments should be monitored,
and school policies should be updated when necessary. Additionally, tort laws vary by state. It is
extremely important, therefore, that prior to developing policies, school district officials should
understand tort laws in their states.

• The IEP team should address potential safety risks and plan for them when appropriate.
The IEP should include actions that will be taken to minimize these risks. If a precaution is listed in the
IEP, it is convincing evidence that a school district has taken precautions to prevent student injury.
If, on the other hand, procedures listed in the IEP are not followed and an injury results, the school’s
negligence can more easily be proven (Daggett, 1995). In addition to members of the IEP team,
general education teachers and other personnel (e.g., paraprofessionals) involved with a student
should be aware of any safety issues, potential problems, or required supervisory issues.

• Preventive training. Special education and general education teachers, as well as administrators
and other staff, should be trained in their responsibilities under the law. Training may be important in
convincing a court that a school district acted with care and good faith. Moreover, appropriate training
will help to ensure the safety of all students, teachers, and staff. Such training should stress supervisory
responsibilities especially in activities which could foreseeably result in an accident or injury to a student.
Preventive training should be conducted with all teachers and support staff such as paraprofessionals,
substitute teachers, lunchroom supervisors, and bus drivers.

• Don’t rely on waivers. Educators sometimes assume that teachers and schools can release
themselves from damages by having parents sign waivers or releases. This is untrue because
parents cannot waive their children’s claim for damages (Fischer et al., 1994; Freedman, 1995; McCarthy
& Cambron-McCabe, 1992). Teachers always have a duty to their students to prevent foreseeable injury
by providing appropriate supervision. Parental releases, waivers, or permission slips do not relieve
teachers or schools of liability if they fail to discharge their duties in an appropriate manner. According to
Fischer et al. (1994), such waivers may be useful for public relations purposes, but will not relieve
teachers or school officials of possible liability for negligence.

• Keep thorough records. The importance of record keeping cannot be stressed too much.
Anecdotal records can be crucial in liability cases. Whenever possible, records should include
the signatures of witnesses. Table 2 is a example of a behavior incident record. Administration,
supervisory personnel, and parents should be notified of any situations that could result in liability claims.
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Sample Incident Report

Student:_________________________ Date:________________
Teacher:_________________________ Time:_______________



Student behavior prior to the incident:



Description of incident:



Did behavior endanger the safety of students or disrupt the learning environment? If yes, how?





Description of teacher action to correct the misbehavior:

Results of action:



Remarks:



Parents notified: ___Yes ___ No



Signatures

Teacher: ____________________________

Principal: ____________________________

Witness: _____________________________

Parents: _____________________________


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